Peter N. Mitchell

TAX PRO ADVISOR

Leander, TX

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CRD#: 2621759

Professional summary

Peter Nathaniel Mitchell is a registered financial advisor currently at TAX PRO ADVISOR located in Leander, Texas.

Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Peter has worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

the name of the other business: Tax Pro Advisor LLC; whether the business is investment-related: No; the address of the other business:605 Las Colinas Drive, Leander, TX 78641; the nature of the other business: Tax accounting; your position, title, or relationship with the other business: Owner and accountant; the start date of your relationship: 08/2012; the approximate number of hours/month you devote to the other business: 160; the number of hours you devote to the other business during securities trading hours: 160; and briefly describe your duties relating to the other business; As an enrolled agent I prepare taxes and provide other tax consulting services.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Nathaniel Mitchell's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 26, 2019 - Present

TAX PRO ADVISOR

RIA

CRD#: 304119

Leander, TX

Past

June 24, 2010 - May 8, 2017

ARCHER INVESTMENT CORPORATION

RIA

CRD#: 136403

CARMEL, IN

Past

June 2, 2005 - February 19, 2010

AVANTAX ADVISORY SERVICES

RIA

CRD#: 104556

TEHACHAPI, CA

Past

January 3, 2005 - February 19, 2010

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

SPRINGVILLE, UT

Past

July 7, 1995 - December 31, 1998

WMA SECURITIES, INC.

CRD#: 32625

DULUTH, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(6/26/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/17/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/30/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/27/2006

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/30/2004

Investment Company Products/Variable Contracts Representative Examination

Current Firm

TAX PRO ADVISOR

TAX PRO ADVISOR | TAX PRO ADVISOR LLC

CRD#: 304119 / SEC#:

Texas

Registered Investment Advisory firm - (6/26/2019 Approved)

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Contact information

Main Address

Leander, TX

Mailing Address

Phone number

(512) 592-7720

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	3
AUM (Assets Under Management)	$ 540,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Peter N. Mitchell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Nathaniel Mitchell's CRS (Customer Relationship Summary).

Certified licenses

Experience

TAX PRO ADVISOR

ARCHER INVESTMENT CORPORATION

AVANTAX ADVISORY SERVICES

AVANTAX INVESTMENT SERVICES, INC.

WMA SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/17/2005

Series 63

Date: 12/30/2004

Series 7

Date: 4/27/2006

Series 6

Date: 12/30/2004

Current Firm

TAX PRO ADVISOR

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

TAX PRO ADVISOR

TRUST BUT VERIFY

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