CT
Christopher D. Tessin
ACUITAS INVESTMENTS
Seattle, WA 98101
Some features on this profile are disabled
CRD#: 2621666
CT
Professional summary
Christopher David Tessin, who also goes by Christopher D Tessin, is a registered financial advisor currently at ACUITAS INVESTMENTS, LLC located in Seattle, Washington and FORESIDE FUND SERVICES, LLC located in Seattle, Washington.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Christopher has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Christopher D Tessin
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) ACUITAS INVESTMENTS, LLC; SEATTLE, WA; INVESTMENT RELATED; BEGAN 01/01/2011; MULTI-MANGER INVESTMENT FIRM; MANAGING PARTNER; MANAGER/PORTFOLIO MANAGER; 200 HOURS PER MONTH ALL DURING SECURITIES TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Christopher David Tessin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 20, 2011 - Present
ACUITAS INVESTMENTS, LLC
Office #1: 520 Pike Street Suite 1221, Seattle, WA 98101RIA
CRD#: 155782
Seattle, WA
Current
September 23, 2014 - Present
FORESIDE FUND SERVICES, LLC
Office #1: 520 Pike Street, Seattle, WA 98101BD
CRD#: 46106
Seattle, WA
Past
January 4, 2006 - January 13, 2011
RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC
BD
CRD#: 21771
SEATTLE, WA
Past
July 9, 2001 - July 8, 2003
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
NEW YORK, NY
Past
January 21, 1996 - August 2, 1996
LEHMAN BROTHERS INC.
BD
CRD#: 7506
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AI
ACUITAS INVESTMENTS, LLC
ACUITAS INVESTMENTS, LLC
CRD#: 155782 / SEC#: 801-79447
RIA
Registered Investment Advisory firm - (4/1/2014 Approved)Washington
Registered Investment Advisory firm - (4/18/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/8/2016)
RR
Alaska(9/2/2016)
RR
Arizona(9/2/2016)
RR
Arkansas(9/2/2016)
RR
California(9/2/2016)
RR
Colorado(9/6/2016)
RR
Connecticut(9/6/2016)
RR
Delaware(9/6/2016)
RR
District of Columbia(9/6/2016)
RR
Florida(9/6/2016)
RR
Georgia(9/2/2016)
RR
Hawaii(9/2/2016)
RR
Idaho(9/6/2016)
RR
Illinois(9/6/2016)
RR
Indiana(9/6/2016)
RR
Iowa(9/6/2016)
RR
Kansas(12/1/2016)
RR
Kentucky(9/7/2016)
RR
Louisiana(9/6/2016)
RR
Maine(9/6/2016)
RR
Maryland(9/10/2016)
RR
Massachusetts(9/6/2016)
RR
Michigan(9/7/2016)
RR
Minnesota(9/6/2016)
RR
Mississippi(9/12/2016)
RR
Missouri(9/6/2016)
RR
Montana(9/6/2016)
RR
Nebraska(9/23/2016)
RR
Nevada(9/19/2016)
RR
New Hampshire(9/7/2016)
RR
New Jersey(10/11/2016)
RR
New Mexico(9/6/2016)
RR
New York(9/9/2016)
RR
North Carolina(9/2/2016)
RR
North Dakota(9/7/2016)
RR
Ohio(9/2/2016)
RR
Oklahoma(9/6/2016)
RR
Oregon(9/20/2016)
RR
Pennsylvania(9/6/2016)
RR
Rhode Island(9/2/2016)
RR
South Carolina(9/6/2016)
RR
South Dakota(9/6/2016)
RR
Texas(9/15/2016)
RR
Utah(9/6/2016)
RR
Vermont(9/9/2016)
RR
Virginia(9/6/2016)
IAR
Washington(4/20/2011)
RR
Washington(1/26/2015)
RR
West Virginia(9/15/2016)
RR
Wisconsin(9/6/2016)
RR
Wyoming(9/6/2016)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AI
ACUITAS INVESTMENTS, LLC
ACUITAS INVESTMENTS, LLC
CRD#: 155782 / SEC#: 801-79447
RIA
Registered Investment Advisory firm - (4/1/2014 Approved)Washington
Registered Investment Advisory firm - (4/18/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
520 Pike Street Suite 1221, Seattle, WA 98101
Mailing Address
Phone number
(206) 299-2070
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 10 |
| AUM (Assets Under Management) | $ 1,286,544,829 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
