David L. Jordon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Leon Jordon was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1971. David had worked at 15 firms and has passed the Series 63, PC and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 8, 2009 - August 11, 2009
MONARCH CAPITAL GROUP, LLC
March 22, 1999 - May 5, 2009
AXIOM CAPITAL MANAGEMENT, INC.
October 13, 1994 - March 8, 1999
JWGENESIS SECURITIES, INC.
November 25, 1992 - October 5, 1994
THE STAMFORD COMPANY, INC.
November 28, 1989 - November 17, 1992
GRUNTAL & CO., L.L.C.
November 12, 1979 - November 25, 1989
J.P. MORGAN SECURITIES LLC
December 15, 1975 - December 27, 1979
PHILIPS, APPEL & WALDEN, INC.
October 14, 1975 - June 7, 1976
JAS. H. OLIPHANT & CO., INC.
February 26, 1975 - November 14, 1975
J. H. KERN & CO.
November 5, 1974 - March 11, 1977
HEINE, FISHBEIN & CO INC
August 13, 1974 - November 24, 1974
L. F. ROTHSCHILD & CO. INCORPORATED
February 26, 1974 - December 31, 1974
JOSEPHTHAL & CO., INC.
January 2, 1973 - January 13, 1974
HEROLD KASTOR & GERALD INC
October 29, 1971 - January 11, 1973
WEIS SECURITIES, INC.
June 22, 1971 - June 14, 1973
SCHEINMAN HOCHSTIN & TROTTA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 5/24/1977
AMEX Put and Call ExamSeries 1
Date: 6/17/1971
Registered Representative ExaminationCurrent Firm
MONARCH CAPITAL GROUP, LLC
CRD#: 47815 / SEC#: , 8-51911
Contact information
FINRA licenses (40 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MONARCH HOLDINGS, LLC | MANAGEMENT COMPANY | |
| COHEN, EDWARD BARRY | FINOP | |
| POTTER, MICHAEL DAVID | CHAIRMAN, CEO, CFO, CCO | 2417023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
