Shawn L. Bernabeu
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Shawn Laurence Bernabeu, who also goes by Shawn L Bernabeu, Shawn Laurence Bernadeu, was a registered financial professional .
Shawn is a previously registered financial professional and started their career in finance in 1995. Shawn had worked at 8 firms and has passed the Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 1, 2012 - September 6, 2013
ECHOTRADE LLC
January 20, 2009 - November 19, 2010
G-2 TRADING,LLC
June 10, 2004 - November 13, 2007
MILLER TABAK + CO., LLC
April 26, 2004 - June 14, 2004
UPHOLD SECURITIES INC.
May 14, 1997 - August 2, 2002
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
July 9, 1996 - May 19, 1997
J.P. MORGAN CLEARING CORP.
July 9, 1996 - May 19, 1997
J.P. MORGAN SECURITIES LLC
September 25, 1995 - December 20, 1995
GRUNTAL & CO., L.L.C.
State Registrations and Notice Filings
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Exams
Series 55
Date: 8/4/1998
Limited Representative-Equity Trader ExamCurrent Firm
ECHOTRADE LLC
CRD#: 42239 / SEC#: , 8-49764
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
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