W D. Jordan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
W Donald Jordan was a registered financial professional .
W is a previously registered financial professional and started their career in finance in 1971. W had worked at 10 firms and has passed the Series 1 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 11, 2012 - July 30, 2013
CES INVESTMENT MANAGEMENT & CONSULTING, LLC
December 16, 2010 - December 31, 2011
RESOURCE HORIZONS GROUP LLC
December 9, 2010 - December 31, 2011
RESOURCE HORIZONS INVESTMENT ADVISORY, INC.
August 21, 2008 - January 9, 2009
HERITAGE FINANCIAL SYSTEMS, LLC
March 10, 2008 - January 9, 2009
HERITAGE ADVISORY SERVICES, INC.
June 19, 1983 - January 17, 1985
AETNA LIFE INSURANCE AND ANNUITY COMPANY
December 22, 1982 - March 7, 2007
WHARTON EQUITY CORPORATION
July 25, 1975 - May 13, 1997
THE PAUL REVERE VARIABLE ANNUITY INSURANCE COMPANY
December 23, 1974 - April 4, 1983
LINSCO FINANCIAL GROUP, INC.
January 21, 1971 - August 26, 1974
IRG SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 4/15/1968
Registered Representative ExaminationCurrent Firm
CES INVESTMENT MANAGEMENT & CONSULTING, LLC
CRD#: 159160 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
