Salvador J. D'antoni
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Salvador Joseph D'antoni, who also goes by Salvador Joseph D'antoni, S J Dantoni, Salvador J III Dantoni, Salvador Joseph Dantoni III, was a registered financial professional .
Salvador is a previously registered financial professional and started their career in finance in 1996. Salvador had worked at 10 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 29, 2012 - May 15, 2012
NYLIFE SECURITIES LLC
May 12, 2011 - September 28, 2011
NYLIFE SECURITIES LLC
December 17, 2009 - March 16, 2010
SECURITIES AMERICA ADVISORS, INC.
December 11, 2009 - March 16, 2010
SECURITIES AMERICA, INC.
November 8, 2007 - December 19, 2007
AMERIPRISE ADVISOR SERVICES, INC.
November 8, 2007 - December 19, 2007
AMERIPRISE ADVISOR SERVICES, INC.
December 10, 1998 - February 20, 2004
CHARLES SCHWAB & CO., INC.
August 5, 1998 - December 18, 1998
ACUMENT SECURITIES, INC.
June 25, 1996 - November 30, 1998
TD AMERITRADE, INC.
February 22, 1996 - February 29, 1996
IDS LIFE INSURANCE COMPANY
February 22, 1996 - February 29, 1996
AMERIPRISE FINANCIAL SERVICES, LLC
February 22, 1996 - May 22, 1996
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NYLIFE SECURITIES LLC
CRD#: 5167 / SEC#: , 8-15517
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NYLIFE LLC. | SHAREHOLDER | |
| BAGTAS, ANGELA CHEN | ELECTED MANAGER | 8172856 |
| BOCCIO, JOHN MICHAEL | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 4600977 |
| DUARTE, DEBORAH LYNN | ELECTED MANAGER | 6090278 |
| ENGELBRECHTSEN, TOM DAHL | CORPORATE VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 2908809 |
| FEINBERG, AMARYA NMN | ELECTED MANAGER | 8162482 |
| GARDNER, ROBERT MICHAEL | ELECTED MANAGER | 6160318 |
| HUANG, DYLAN WEI | ELECTED MANAGER AND CHAIRMAN | 6233208 |
| LOFTUS, PATRICIA ELIZABETH | CORPORATE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2156131 |
| SCHWARTZ, RACHEL SABRINA | VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL | 8170474 |
| TILLOTSON, SANDRA G | ELECTED MANAGER | 7617600 |
| ZAMAN, NABEED | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6410914 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
