Joseph J. Kovach
ROCKPORT WEALTH ADVISORS
Fairview Park, OH 44126
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CRD#: 2620971
Professional summary
Joseph John Kovach, CFP® is a registered financial advisor currently at ROCKPORT WEALTH ADVISORS located in Fairview Park, Ohio and PRIVATE CLIENT SERVICES, LLC located in Fairview Park, Ohio.
Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Joseph has worked at 6 firms and has passed the Series 65, Series 63, Series 6TO, SIE, Series 7 and Series 24 exams.
Question & Answer
What are your service offerings?
Comprehensive Financial Planni...
Retirement Income Management
Long-term Care
Retirement Planning
Insurance Planning
Investment Planning
Inheritance
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
JJK FINANCIAL INC. 22730 FAIRVIEW CENTER DR, STE 150, FAIRVIEW PARK, OH 44126. FIRM IS PART-OWNER OF ROCKPORT WEALTH, LLC. REGISTRANT IS PRESIDENT. APPROXIMATELY 1 HRS/MO NOT DURING MARKET HOURS FOR BOOKS AND RECORDS. INDEPENDENTLY LICENSED INSURANCE AGENT. 22730 FAIRVIEW CENTER DR, STE 150, FAIRVIEW PARK, OH 44126. SALES OF LIFE, DISABILITY AND LONG TERM CARE INSURANCE. APPROXIMATELY 1 HR/MO; 1 DURING TRADING HRS. JOSEPH KOVACH IS FIFTY PERCENT OWNER OF ROCKPORT REAL ESTATE HOLDINGS, LLC WITH PARTNER ADAM STALNAKER. ROCKPORT REAL ESTATE HOLDINGS, LLC OWNS THE YOUNGSTOWN, OHIO OFFICE OF ROCKPORT WEALTH, LLC.
CRS (Client Relationship Summary) - RIA
Click below to view Joseph John Kovach's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2008
Experience
Current
July 10, 2018 - Present
ROCKPORT WEALTH ADVISORS
Office #1: 22730 Fairview Center Dr Suite# 150, Fairview Park, OH 44126RIA
CRD#: 297122
Fairview Park, OH
Current
January 28, 2021 - Present
PRIVATE CLIENT SERVICES, LLC
Office #1: 22730 Fairview Center Dr Ste 150, Fairview Park, OH 44126RIA
BD
CRD#: 120222
Fairview Park, OH
Past
May 21, 2012 - January 28, 2021
CETERA ADVISORS LLC
RIA
CRD#: 10299
FAIRVIEW PARK, OH
Past
May 18, 2012 - January 28, 2021
CETERA ADVISORS LLC
BD
CRD#: 10299
FAIRVIEW PARK, OH
Past
October 24, 2000 - May 18, 2012
NEW ENGLAND SECURITIES
RIA
CRD#: 615
HIGHLAND HILLS, OH
Past
February 17, 2000 - May 18, 2012
NEW ENGLAND SECURITIES
BD
CRD#: 615
HIGHLAND HILLS, OH
Past
May 19, 1999 - February 23, 2000
WS GRIFFITH SECURITIES, INC.
BD
CRD#: 10410
HARTFORD, CT
Past
July 31, 1998 - May 24, 1999
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
EL SEGUNDO, CA
Past
June 6, 1995 - August 12, 1998
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RW
ROCKPORT WEALTH ADVISORS
J ARNOLD WEALTH MANAGEMENT | ROCKPORT WEALTH, LLC | ROCKPORT WEALTH ADVISORS | ROCKPORT WEALTH
CRD#: 297122 / SEC#: 801-126796
RIA
Registered Investment Advisory firm - (10/27/2022 Approved)Indiana
Registered Investment Advisory firm - (11/2/2022 Terminated)Michigan
Registered Investment Advisory firm - (11/21/2022 Terminated)Ohio
Registered Investment Advisory firm - (11/1/2022 Terminated)Texas
Registered Investment Advisory firm - (11/1/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/28/2021)
RR
Florida(1/28/2021)
RR
Illinois(1/28/2021)
RR
Kentucky(9/13/2022)
RR
Massachusetts(1/28/2021)
RR
Minnesota(1/28/2021)
RR
Missouri(1/28/2021)
RR
New York(1/28/2021)
RR
North Carolina(1/29/2021)
IAR
Ohio(7/10/2018)
RR
Ohio(1/28/2021)
RR
Pennsylvania(8/19/2022)
RR
South Carolina(3/14/2024)
RR
Texas(1/28/2021)
IAR
Texas(8/23/2021)
RR
Washington(1/29/2021)
RR
West Virginia(1/28/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
RW
ROCKPORT WEALTH ADVISORS
J ARNOLD WEALTH MANAGEMENT | ROCKPORT WEALTH, LLC | ROCKPORT WEALTH ADVISORS | ROCKPORT WEALTH
CRD#: 297122 / SEC#: 801-126796
RIA
Registered Investment Advisory firm - (10/27/2022 Approved)Indiana
Registered Investment Advisory firm - (11/2/2022 Terminated)Michigan
Registered Investment Advisory firm - (11/21/2022 Terminated)Ohio
Registered Investment Advisory firm - (11/1/2022 Terminated)Texas
Registered Investment Advisory firm - (11/1/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
22730 Fairview Center Dr Suite# 150, Fairview Park, OH 44126
Mailing Address
Phone number
(216) 226-4560
Established
Firm type
Fiscal year end
# of Employees
15
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,748 |
| AUM (Assets Under Management) | $ 568,661,117 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
