Gregory M. Brucher

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CRD#: 2620964

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Gregory Marshall Brucher, CFP® was a registered financial professional .

Gregory is a previously registered financial professional and started their career in finance in 1995. Gregory had worked at 13 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 3, Series 7, Series 30 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Own real estate for rental as a AirBnB, less than 10% of total time spent on the activity and 2% of income, not engaged during securities trading hours

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Past

July 14, 2023 - November 1, 2024

ALPHACORE CAPITAL LLC

RIA

CRD#: 174346

McKinney, TX

Past

November 12, 2018 - February 22, 2023

CAPITAL INVESTMENT ADVISORS, LLC

RIA

CRD#: 158055

McKinney, TX

Past

April 30, 2010 - July 20, 2018

ALPHAMAX DISTRIBUTORS, L.L.C.

CRD#: 8258

LA JOLLA, CA

Past

April 8, 2010 - April 30, 2010

ICON ADVISERS, INC.

RIA

CRD#: 108268

GREENWOOD VILLAGE, CO

Past

April 8, 2010 - April 30, 2010

ICON DISTRIBUTORS, INC.

CRD#: 28568

GREENWOOD VILLAGE, CO

Past

October 14, 2009 - March 29, 2010

SMH CAPITAL ADVISORS LLC

RIA

CRD#: 108344

FORT WORTH, TX

Past

November 19, 2008 - March 29, 2010

SANDERS MORRIS LLC

CRD#: 20580

FORT WORTH, TX

Past

March 26, 2007 - November 4, 2008

FRANKLIN TEMPLETON FINANCIAL SERVICES CORP.

CRD#: 13594

SAN MATEO, CA

Past

September 8, 2006 - March 26, 2007

TEMPLETON/FRANKLIN INVESTMENT SERVICES,INC.

CRD#: 27884

SAN MATEO, CA

Past

June 10, 2002 - October 14, 2005

PGIM INVESTMENTS LLC

RIA

CRD#: 105670

PHOENIX, AZ

Past

May 17, 2002 - October 14, 2005

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

CRD#: 18353

NEWARK, NJ

Past

July 16, 2001 - February 5, 2002

SENTRA SECURITIES CORPORATION

CRD#: 10249

PHOENIX, AZ

Past

August 1, 1995 - September 5, 2000

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALPHACORE CAPITAL LLC

ALPHACORE CAPITAL LLC | ALPHACORE WEALTH ADVISORY | ALPHACORE WEALTH ADVISORS

CRD#: 174346 / SEC#: 801-108468

RIA

Registered Investment Advisory firm - (9/28/2016 Approved)

California

Registered Investment Advisory firm - (11/9/2016 Terminated)

Illinois

Registered Investment Advisory firm - (9/28/2016 Terminated)

Indiana

Registered Investment Advisory firm - (10/13/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/13/2009

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 6/25/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/15/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 7/20/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 6/7/2010

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 7/31/1995

General Securities Representative Examination

Principal/Supervisory Exam

Series 30

Date: 11/12/2010

NFA Branch Manager Examination

Principal/Supervisory Exam

Series 24

Date: 2/9/1999

General Securities Principal Examination

Current Firm

ALPHACORE CAPITAL LLC

ALPHACORE CAPITAL LLC | ALPHACORE WEALTH ADVISORY | ALPHACORE WEALTH ADVISORS

CRD#: 174346 / SEC#: 801-108468

RIA

Registered Investment Advisory firm - (9/28/2016 Approved)

California

Registered Investment Advisory firm - (11/9/2016 Terminated)

Illinois

Registered Investment Advisory firm - (9/28/2016 Terminated)

Indiana

Registered Investment Advisory firm - (10/13/2016 Terminated)

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Contact information

Main Address

1200 Prospect St Suite 200, La Jolla, CA 92037

Mailing Address

Phone number

(858) 875-4100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (46 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ALPHACORE FORM ADV PART 2-OCT. 2025 (10/13/2025)

Regulatory assets under management

Total Number of Accounts	6,249
AUM (Assets Under Management)	$ 6,060,926,747

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/28/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Gregory M. Brucher

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CAPITAL INVESTMENT ADVISORS, LLC

ALPHAMAX DISTRIBUTORS, L.L.C.

ICON ADVISERS, INC.

ICON DISTRIBUTORS, INC.

SMH CAPITAL ADVISORS LLC

SANDERS MORRIS LLC

FRANKLIN TEMPLETON FINANCIAL SERVICES CORP.

TEMPLETON/FRANKLIN INVESTMENT SERVICES,INC.

PGIM INVESTMENTS LLC

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

SENTRA SECURITIES CORPORATION

SUNAMERICA SECURITIES, INC.

Primary Firm SEC Registration

ALPHACORE CAPITAL LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/13/2009

Series 65

Date: 6/25/1998

Series 63

Date: 8/15/1995

SIE

Date: 7/20/2018

Series 3

Date: 6/7/2010

Series 7

Date: 7/31/1995

Series 30

Date: 11/12/2010

Series 24

Date: 2/9/1999

Current Firm

ALPHACORE CAPITAL LLC

Contact information

SEC notice filing (46 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ALPHACORE CAPITAL LLC

TRUST BUT VERIFY

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