David A. Rocke
Professional summary
David Aaron Rocke is a registered financial professional currently at DAVID LERNER ASSOCIATES, INC. located in Lawrenceville, New Jersey.
David is registered as a RR (Registered Representative) and started their career in finance in 1995. David has worked at 1 firm and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Aaron Rocke's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 6, 1995 - Present
DAVID LERNER ASSOCIATES, INC.
Office #1: 134 Franklin Corner Road Suite 200, Lawrenceville, NJ 08648State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/29/2007)
(2/9/2005)
(2/24/2023)
(10/14/2003)
(10/1/2021)
(3/5/2024)
(5/15/2006)
(10/1/2021)
(12/13/2021)
(10/2/1995)
(7/16/2013)
(7/26/1995)
(7/19/1995)
(1/28/2005)
(3/10/1998)
(1/5/2005)
(11/29/2023)
(3/4/2016)
(4/27/2001)
(11/3/2005)
Exams
FINRA
Current Firm
DAVID LERNER ASSOCIATES, INC.
CRD#: 5397 / SEC#: , 8-20746
Contact information
FINRA licenses (50 States and Territories)
Disclosures
| Regulatory Event | 22 |
| Arbitration | 19 |
Red Flags
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Company Information
DAVID LERNER ASSOCIATES, INC.
CRD#: 5397Lawrenceville, NJ 08648TRUST BUT VERIFY
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