Daniel K. Stecich
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Kevin Stecich was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1996. Daniel had worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 19, 2014 - October 5, 2021
ATHENA ADVISOR SERVICES, LLC
October 22, 2013 - April 30, 2018
PURSHE KAPLAN STERLING INVESTMENTS
August 27, 2001 - December 10, 2013
TJM INVESTMENTS, LLC
January 13, 2001 - April 13, 2001
DEUTSCHE BANK SECURITIES INC.
March 31, 1998 - January 13, 2001
DB ALEX. BROWN LLC
January 3, 1996 - July 24, 1997
CANTOR FITZGERALD & CO.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ATHENA ADVISOR SERVICES, LLC
CRD#: 150960 / SEC#: 801-77522
Contact information
Regulatory assets under management
| Total Number of Accounts | 433 |
| AUM (Assets Under Management) | $ 82,157,084 |
Red Flags
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