Michael C. Jordan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Charles Jordan was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1974. Michael had worked at 16 firms and has passed the Series 63, Series 79TO, Series 52TO, Series 99TO, Series 7TO, SIE, Series 3, Series 31, PC, Series 1, Series 53, Series 28, Series 4, Series 24 and Series 30 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 7, 1997 - January 14, 2026
POLAR INVESTMENT COUNSEL, INC.
June 21, 1995 - July 22, 1997
AMERICAN INVESTMENT SERVICES, INC.
February 1, 1989 - June 20, 1995
A. G. EDWARDS & SONS, INC.
October 17, 1988 - February 9, 1989
DAIN RAUSCHER INCORPORATED
May 8, 1987 - October 17, 1988
THE MILWAUKEE COMPANY
May 29, 1986 - April 27, 1987
THOMSON MCKINNON SECURITIES INC.
October 30, 1984 - April 8, 1986
PRESCOTT, BALL & TURBEN, INC.
March 7, 1984 - November 7, 1984
ROONEY, PACE INC.
August 21, 1981 - March 5, 1984
BECKER PARIBAS INCORPORATED
February 16, 1978 - September 8, 1981
CIBC WORLD MARKETS CORP.
January 18, 1978 - February 18, 1978
LOEB PARTNERS
May 5, 1977 - January 18, 1978
HORNBLOWER, WEEKS, NOYES & TRASK INCORPORATED
April 29, 1976 - May 5, 1977
HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED
September 24, 1974 - February 5, 1976
IDS LIFE INSURANCE COMPANY
September 24, 1974 - July 5, 1976
AMERICAN EXPRESS FINANCIAL CORPORATION
September 24, 1974 - July 5, 1976
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 7TO
Date: 1/2/2023
General Securities Representative ExaminationPC
Date: 7/21/1989
AMEX Put and Call ExamSeries 1
Date: 9/13/1974
Registered Representative ExaminationSeries 28
Date: 3/21/1998
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
POLAR INVESTMENT COUNSEL, INC.
CRD#: 42847 / SEC#: 801-64516, 8-50039
Contact information
FINRA licenses (18 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
