Daniel Yoo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Yoo, who also goes by Joungje Yoo, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 2004. Daniel had worked at 4 firms and has passed the Series 65 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 16, 2016 - December 15, 2016
AVANT-GARDE ADVISORS LLC
February 18, 2004 - July 14, 2004
PARK AVENUE SECURITIES LLC
January 26, 2004 - February 6, 2004
METROPOLITAN LIFE INSURANCE COMPANY
January 26, 2004 - February 6, 2004
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
AVANT-GARDE ADVISORS LLC
CRD#: 151527 / SEC#: 801-76860
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
