Linda C. Block

BLOCK, CANDACE LINDA

Beverly Hills, CA

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CRD#: 2620458

Professional summary

Linda Candace Block, who also goes by L Candace Block, is a registered financial advisor currently at BLOCK, CANDACE LINDA located in Beverly Hills, California.

Linda is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Linda has worked at 5 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

L Candace Block

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Linda Candace Block's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 7, 2012 - Present

BLOCK, CANDACE LINDA

RIA

CRD#: 158877

Beverly Hills, CA

Past

June 1, 2009 - January 21, 2011

MORGAN STANLEY

RIA

CRD#: 149777

BEVERLY HILLS, CA

Past

June 1, 2009 - January 21, 2011

MORGAN STANLEY

CRD#: 149777

BEVERLY HILLS, CA

Past

January 8, 2007 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

BEVERLY HILLS, CA

Past

January 8, 2007 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

BEVERLY HILLS, CA

Past

October 1, 1998 - January 9, 2007

MORGAN STANLEY DW INC.

CRD#: 7556

BEVERLY HILLS, CA

Past

December 13, 1996 - April 16, 1997

DABNEY/RESNICK/IMPERIAL, LLC

CRD#: 24367

BEVERLY HILLS, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/7/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/4/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/12/1996

General Securities Representative Examination

Current Firm

BLOCK, CANDACE LINDA

BLOCK, CANDACE LINDA | BLOCK, LINDA CANDACE

CRD#: 158877 / SEC#:

California

Registered Investment Advisory firm - (11/7/2012 Approved)

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Contact information

Main Address

Beverly Hills, CA

Mailing Address

Phone number

(310) 475-9678

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Linda C. Block

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Linda Candace Block's CRS (Customer Relationship Summary).

Certified licenses

Experience

BLOCK, CANDACE LINDA

MORGAN STANLEY

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

MORGAN STANLEY DW INC.

DABNEY/RESNICK/IMPERIAL, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 3/4/1997

Series 7

Date: 12/12/1996

Current Firm

BLOCK, CANDACE LINDA

Contact information

Documents

Red Flags

Company Information

BLOCK, CANDACE LINDA

TRUST BUT VERIFY

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