David W. Kroeger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David William Kroeger, who also goes by Dave Kroeger, David W Kroeger, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1995. David had worked at 5 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 15, 2008 - December 6, 2012
ADVANCED ADVISORY SERVICES, LTD.
December 7, 1998 - December 31, 2007
ADVANCED ADVISORY SERVICES, LTD.
January 1, 1996 - August 29, 2000
IFG NETWORK SECURITIES, INC.
August 25, 1995 - January 1, 1996
COMPREHENSIVE FINANCIAL SERVICES, INC.
July 21, 1995 - September 1, 1995
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
July 21, 1995 - September 1, 1995
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ADVANCED ADVISORY SERVICES, LTD.
CRD#: 121843 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
