Laura C. Yunger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Laura Christine Yunger, who also goes by Laura Christine Joehl, was a registered financial professional .
Laura is a previously registered financial professional and started their career in finance in 1997. Laura had worked at 5 firms and has passed the Series 63, SIE, Series 87, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 1, 2016 - December 22, 2025
ANDES CAPITAL GROUP, LLC
October 20, 2009 - January 3, 2014
CHEEVERS & COMPANY, LLC
March 26, 2007 - April 24, 2009
GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.
April 19, 2001 - April 1, 2005
BACAP DISTRIBUTORS, LLC
July 7, 1997 - September 6, 2000
GUGGENHEIM DISTRIBUTORS, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ANDES CAPITAL GROUP, LLC
CRD#: 139212 / SEC#: , 8-67202
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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