Daniel C. Hornbaker

HOWARD CAPITAL MANAGEMENT

Trophy Club, TX

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CRD#: 2619820

Professional summary

Daniel Christopher Hornbaker, who also goes by Dan Hornbaker, is a registered financial advisor currently at HOWARD CAPITAL MANAGEMENT, INC. located in Trophy Club, Texas and NORTHERN LIGHTS DISTRIBUTORS, LLC located in Elkhorn, Nebraska.

Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Daniel has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dan Hornbaker

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Christopher Hornbaker's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 30, 2022 - Present

HOWARD CAPITAL MANAGEMENT, INC.

RIA

CRD#: 118070

Trophy Club, TX

Current

June 20, 2023 - Present

NORTHERN LIGHTS DISTRIBUTORS, LLC

Office #1: 4221 North 203rd Street, Suite 100, Elkhorn, NE 68022

CRD#: 126159

Elkhorn, NE

Past

March 3, 2014 - January 21, 2022

GUGGENHEIM FUNDS DISTRIBUTORS, LLC

CRD#: 39805

ROCKVILLE, MD

Past

October 26, 2010 - January 21, 2022

GUGGENHEIM INVESTMENTS

RIA

CRD#: 105477

TROPHY CLUB, TX

Past

January 28, 2009 - October 28, 2010

RYDEX ADVISORY SERVICES, LLC

RIA

CRD#: 132735

ROCKVILLE, MD

Past

August 27, 1996 - March 3, 2014

GUGGENHEIM DISTRIBUTORS, LLC

CRD#: 40805

ROCKVILLE, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HOWARD CAPITAL MANAGEMENT, INC.

CRD#: 118070 / SEC#: 801-69763

RIA

Registered Investment Advisory firm - (12/15/2008 Approved)

Georgia

Registered Investment Advisory firm - (1/9/2009 Terminated)

Texas

Registered Investment Advisory firm - (12/15/2008 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Georgia
(6/20/2023)

Nebraska
(6/20/2023)

IAR

Texas
(1/30/2022)

Texas
(6/20/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/26/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/16/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 1/19/1999

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 8/26/1996

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

HOWARD CAPITAL MANAGEMENT, INC.

CRD#: 118070 / SEC#: 801-69763

RIA

Registered Investment Advisory firm - (12/15/2008 Approved)

Georgia

Registered Investment Advisory firm - (1/9/2009 Terminated)

Texas

Registered Investment Advisory firm - (12/15/2008 Terminated)

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Contact information

Main Address

1145 Hembree Rd., Roswell, GA 30076

Mailing Address

Phone number

(770) 642-4902

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HOWARD CAPITAL MANAGEMENT, INC. ADV BROCHURE (9/8/2025)

Regulatory assets under management

Total Number of Accounts	14,684
AUM (Assets Under Management)	$ 6,866,502,932

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Daniel C. Hornbaker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Christopher Hornbaker's CRS (Customer Relationship Summary).

Certified licenses

Experience

NORTHERN LIGHTS DISTRIBUTORS, LLC

GUGGENHEIM FUNDS DISTRIBUTORS, LLC

GUGGENHEIM INVESTMENTS

RYDEX ADVISORY SERVICES, LLC

GUGGENHEIM DISTRIBUTORS, LLC

Primary Firm SEC Registration

HOWARD CAPITAL MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/26/2009

Series 63

Date: 4/16/1997

SIE

Date: 10/1/2018

Series 3

Date: 1/19/1999

Series 7

Date: 8/26/1996

FINRA

Current Firm

HOWARD CAPITAL MANAGEMENT, INC.

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HOWARD CAPITAL MANAGEMENT, INC.

TRUST BUT VERIFY

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