Charles C. Jordan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Cameron Jordan, who also goes by Charles Cammeron Jordan, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1970. Charles had worked at 7 firms and has passed the Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 20, 1990 - August 13, 1991
THE WINDMILL GROUP, INC.
February 2, 1987 - February 18, 1988
PROVIDENCE SECURITIES, INC.
May 30, 1979 - August 7, 1986
DOMIK CORP.
January 30, 1979 - August 26, 1979
JW GENESIS CLEARING CORP.
June 3, 1975 - August 1, 1985
CHARLES C. JORDAN AND CO.
January 16, 1974 - July 14, 1975
RELEVANT WEALTH ADVISORS, LLC
July 24, 1970 - June 10, 1974
F I DUPONT GLORE FORGAN & CO
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 4/18/1966
Registered Representative ExaminationSeries 40
Date: 8/1/1974
Registered Principal ExaminationCurrent Firm
THE WINDMILL GROUP, INC.
CRD#: 8384 / SEC#: 801-120154, 8-25280
Contact information
Regulatory assets under management
| Total Number of Accounts | 198 |
| AUM (Assets Under Management) | $ 32,101,709 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
