Joshua J. Granite
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joshua James Granite was a registered financial professional .
Joshua is a previously registered financial professional and started their career in finance in 1995. Joshua had worked at 14 firms and has passed the Series 63, SIE, Series 55, Series 7, Series 25 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 14, 2017 - October 28, 2020
BEECH HILL SECURITIES, INC.
October 31, 2016 - February 24, 2017
IFS SECURITIES
September 17, 2015 - September 28, 2016
DREXEL HAMILTON, LLC
December 24, 2014 - July 29, 2015
GLOBAL OAK CAPITAL MARKETS LLC
January 8, 2009 - November 24, 2014
BLAYLOCK VAN, LLC
July 6, 2007 - May 1, 2008
MINT BROKERS
July 6, 2007 - January 6, 2009
BGC FINANCIAL, L.P.
April 19, 2007 - July 23, 2007
KFM SECURITIES, INC.
June 7, 2006 - April 24, 2007
SLL SECURITIES INC
January 20, 2004 - June 7, 2006
TRINITY TRADING CORP.
July 22, 2002 - February 6, 2004
JAMIE E. FRIEDMAN, INC.
March 26, 2001 - July 9, 2002
ROBERTSON STEPHENS, INC.
February 22, 2000 - March 29, 2001
MORGAN KEEGAN & COMPANY, LLC
May 30, 1995 - August 9, 1995
MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 8/15/2007
Limited Representative-Equity Trader ExamSeries 25
Date: 3/9/2000
NYSE Trading Assistant ExaminationCurrent Firm
BEECH HILL SECURITIES, INC.
CRD#: 24771 / SEC#: , 8-41389
Contact information
FINRA licenses (50 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| IANNUZZI, ADOLFO VINCENT | CFO / CCO- MUTUAL FUNDS | 2874669 |
| IANNUZZI, ADOLFO VINCENT | CHIEF EXECUTIVE OFFICER | 2874669 |
| IANNUZZI, ADOLFO VINCENT | PRESIDENT | 2874669 |
| IANNUZZI, ADOLFO VINCENT | OWNER | 2874669 |
| IANNUZZI, ADOLFO VINCENT | CORP SECY | 2874669 |
| CANTOR, PAUL SETH | OWNER | 39844 |
| CATANIA, FERDINANDO JR | CCO - MUNICIPALS | 3263571 |
| FIORINI, DONNA ANNE | EXECUTIVE REPRESENTATIVE | 1289258 |
| FIORINI, DONNA ANNE | CCO - GENERAL COMPLIANCE | 1289258 |
Disclosures
| Regulatory Event | 6 |
Red Flags
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