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Michael A. Pellegrino

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CRD#: 2619559
MP

Professional summary

Michael Anthony Pellegrino was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Michael is a previously registered financial professional and started their career in finance in 1995. Prior to being barred, Michael had worked at 3 firms, which includes JARON EQUITIES CORP., PARAGON CAPITAL MARKETS INC., PARAMOUNT INVESTMENTS INTERNATIONAL INC..

Question & Answer

Are you a "fiduciary"?
No

Aliases

Michael A Pellegrino

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

November 15, 1996 - March 28, 1997

JARON EQUITIES CORP.

BD
CRD#: 5764
HICKSVILLE, NY
Past

March 18, 1996 - November 26, 1996

PARAGON CAPITAL MARKETS, INC.

BD
CRD#: 18555
EAST HANOVER, NJ
Past

October 30, 1995 - March 15, 1996

PARAMOUNT INVESTMENTS INTERNATIONAL, INC.

BD
CRD#: 30898
DENVER, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 11/20/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 10/26/1995
General Securities Representative Examination

Current Firm

JE
JARON EQUITIES CORP.
DISC INVESTORS SERVICES, INC. | JARON EQUITIES CORP.

CRD#: 5764 / SEC#: , 8-16413

BD
Revoked by SEC on 04/04/1997
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Contact information

Main Address
Mailing Address
Phone number
Established
New York since 08/21/1970
Firm type
Corporation
Fiscal year end
July
# of Employees

Documents

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

JARON EQUITIES CORP.

CRD#: 5764

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