CC
Carl J. Carmichiel
PAYCHEX SECURITIES
Rochester, NY 14623
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CRD#: 2619440
CC
Professional summary
Carl Joseph Carmichiel, who also goes by Joe Carmichiel, Carl J Carmichiel, is a registered financial professional currently at PAYCHEX SECURITIES CORPORATION located in Rochester, New York.
Carl is registered as a RR (Registered Representative) and started their career in finance in 1995. Carl has worked at 3 firms and has passed the Series 63, Series 6TO, SIE, Series 6, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Joe Carmichiel | Carl J Carmichiel
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Carl Joseph Carmichiel's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 27, 2023 - Present
PAYCHEX SECURITIES CORPORATION
Office #1: 220 Kenneth Drive, Rochester, NY 14623BD
CRD#: 39733
Rochester, NY
Past
October 12, 2012 - December 11, 2018
PAYCHEX SECURITIES CORPORATION
BD
CRD#: 39733
WEST HENRIETTA, NY
Past
June 12, 1996 - May 29, 2001
QUICK & REILLY, INC.
BD
CRD#: 11217
NEW YORK, NY
Past
June 1, 1995 - June 12, 1996
FISERV INVESTOR SERVICES, INC.
BD
CRD#: 34637
HOUSTON, TX
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/27/2023)
RR
Alaska(10/27/2023)
RR
Arizona(10/27/2023)
RR
Arkansas(10/27/2023)
RR
California(10/27/2023)
RR
Colorado(10/27/2023)
RR
Connecticut(10/27/2023)
RR
Delaware(10/27/2023)
RR
District of Columbia(10/27/2023)
RR
Florida(10/27/2023)
RR
Georgia(10/27/2023)
RR
Hawaii(10/27/2023)
RR
Idaho(10/27/2023)
RR
Illinois(10/27/2023)
RR
Indiana(10/27/2023)
RR
Iowa(10/27/2023)
RR
Kansas(10/27/2023)
RR
Kentucky(10/27/2023)
RR
Louisiana(10/27/2023)
RR
Maine(10/27/2023)
RR
Maryland(10/27/2023)
RR
Massachusetts(10/27/2023)
RR
Michigan(10/27/2023)
RR
Minnesota(10/27/2023)
RR
Mississippi(10/27/2023)
RR
Missouri(10/27/2023)
RR
Montana(10/27/2023)
RR
Nebraska(10/27/2023)
RR
Nevada(10/27/2023)
RR
New Hampshire(10/27/2023)
RR
New Jersey(10/27/2023)
RR
New Mexico(10/27/2023)
RR
New York(10/27/2023)
RR
North Carolina(10/27/2023)
RR
North Dakota(10/27/2023)
RR
Ohio(10/27/2023)
RR
Oklahoma(10/27/2023)
RR
Oregon(10/27/2023)
RR
Pennsylvania(10/27/2023)
RR
Rhode Island(10/27/2023)
RR
South Carolina(10/27/2023)
RR
South Dakota(10/27/2023)
RR
Tennessee(10/27/2023)
RR
Texas(10/27/2023)
RR
Utah(10/27/2023)
RR
Vermont(10/27/2023)
RR
Virginia(10/27/2023)
RR
Washington(10/27/2023)
RR
West Virginia(10/27/2023)
RR
Wisconsin(10/27/2023)
RR
Wyoming(10/27/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 10/27/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PS
PAYCHEX SECURITIES CORPORATION
PAYCHEX SECURITIES CORPORATION
CRD#: 39733 / SEC#: , 8-48942
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information
Main Address
220 Kenneth Drive, Rochester, NY 14623
Mailing Address
220 Kenneth Drive, Rochester, NY 14623
Phone number
(585) 336-6545
Established
New York since 07/17/1995
Firm type
Corporation
Fiscal year end
May
Firm Size
Small
# of Employees
FINRA licenses (51 States and Territories)
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PAYCHEX SECURITIES CORPORATION
CRD#: 39733Rochester, NY 14623TRUST BUT VERIFY
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