Christopher S. Haist
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Scott Haist, who also goes by Chris Haist, Christopher Scott Haist, Christopher Haist, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1995. Christopher had worked at 12 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 31, Series 7, Series 52 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 14, 2017 - November 23, 2020
ALLSTATE FINANCIAL SERVICES, LLC
November 29, 2016 - July 29, 2017
QUESTAR ASSET MANAGEMENT, INC.
November 4, 2015 - July 29, 2017
QUESTAR CAPITAL CORPORATION
April 23, 2009 - October 7, 2015
STATE FARM VP MANAGEMENT CORP.
April 4, 2008 - October 24, 2008
VOYA INVESTMENT MANAGEMENT CO. LLC
June 7, 2005 - October 24, 2008
VOYA INVESTMENTS DISTRIBUTOR, LLC
May 21, 2004 - April 26, 2005
JPMORGAN ASSET MANAGEMENT
August 7, 2001 - April 15, 2005
JPMORGAN DISTRIBUTION SERVICES, INC.
December 31, 2000 - March 16, 2001
LINCOLN FINANCIAL DISTRIBUTORS, INC.
August 28, 1997 - December 31, 2000
DELAWARE DISTRIBUTORS, L.P.
April 22, 1996 - May 21, 1997
MORGAN STANLEY DW INC.
June 29, 1995 - March 21, 1996
AMERIPRISE ADVISOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
