Karen M. Taylor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Karen Michelle Taylor, who also goes by Karen Michelle Horn, Michelle Horn, Karen Michelle Mobly, was a registered financial professional .
Karen is a previously registered financial professional and started their career in finance in 2000. Karen had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 21, 2017 - January 4, 2021
7TH HARVEST INVESTMENTS
February 15, 2007 - September 23, 2015
WINDWARD CAPITAL INC.
August 4, 2004 - December 31, 2005
WFG ADVISORS, LP
July 30, 2004 - December 31, 2005
WFG INVESTMENTS, INC.
April 22, 2003 - April 8, 2004
CLARK SECURITIES, INC.
April 22, 2003 - June 30, 2004
CLARK SECURITIES, INC.
October 25, 2000 - July 18, 2003
BLUE MARBLE FINANCIAL, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
7TH HARVEST INVESTMENTS
CRD#: 139792 / SEC#: 801-68997
Contact information
Regulatory assets under management
| Total Number of Accounts | 224 |
| AUM (Assets Under Management) | $ 77,958,742 |
Red Flags
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