Phillip Chad Castle
Professional Summary
Phillip Chad Castle, who also goes by Chad Castle, is a registered financial advisor currently at WINNACLE WEALTH, LLC located in Waco, Texas. Phillip is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Phillip has worked at 11 firms and has passed the Series 65, Series 63, Series 31, Series 7, Series 6 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Chad Castle
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
31 years in the financial services industry
Current & Past Employments
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Current Firm
WINNACLE WEALTH, LLC | WNNW WEALTH | WINNOW WEALTH, LLC
Contact Information
Main Address
200 W. Hwy 6 Suite 330, Waco, TX 76712Phone Number
(254) 776-8400# of Employees
6SEC notice filing (3 States and Territories)
Registered to provide investment advisory services in 3 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
1,264AUM (Assets Under Management)
$144,958,007Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
WINNACLE WEALTH, LLC | WNNW WEALTH | WINNOW WEALTH, LLC
State Registrations and Notice Filings
(1/19/2022)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed May 1995About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Phillip Chad Castle's CRS (Customer Relationship Summary).
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