Paul D. Rone

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CRD#: 2619105

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Paul Donavan Rone, who also goes by Paul Rone, was a registered financial professional .

Paul is a previously registered financial professional and started their career in finance in 1995. Paul had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Paul Rone

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) Aegis Financial; Investment Related; Lebanon, MO; Insurance Agency; Insurance Agent; Start Date 01/1995; Approx. 80 hours/month with the majority of hours spent during securities trading hours

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

November 2, 2023 - May 8, 2024

AEGIS WEALTH MANAGEMENT, INC.

RIA

CRD#: 301990

Lebanon, MO

Past

July 8, 2022 - January 30, 2023

MONEY CONCEPTS CAPITAL CORP

RIA

CRD#: 12963

Camdenton, MO

Past

July 8, 2022 - January 30, 2023

MONEY CONCEPTS CAPITAL CORP

CRD#: 12963

Camdenton, MO

Past

June 6, 2019 - June 27, 2022

NBC SECURITIES, INC.

RIA

CRD#: 17870

Lebanon, MO

Past

June 6, 2019 - June 27, 2022

NBC SECURITIES, INC.

CRD#: 17870

Lebanon, MO

Past

March 16, 2017 - June 7, 2019

FIRST STATE FINANCIAL MANAGEMENT, INC.

RIA

CRD#: 16590

Lebanon, MO

Past

November 2, 2016 - June 7, 2019

FIRST STATE FINANCIAL MANAGEMENT, INC.

CRD#: 16590

Lebanon, MO

Past

June 6, 2016 - November 3, 2016

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

CRD#: 611

SPRINFIELD, MO

Past

March 25, 2013 - October 7, 2015

FARMERS FINANCIAL SOLUTIONS, LLC

CRD#: 103863

SPRINGFIELD, MO

Past

August 12, 2008 - November 26, 2008

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

OVERLAND PARK, KS

Past

January 30, 1998 - September 15, 1998

N.I.S. FINANCIAL SERVICES, INC.

CRD#: 5361

KANSAS CITY, MO

Past

June 13, 1995 - January 30, 1996

WADDELL & REED

CRD#: 866

OVERLAND PARK, KS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AEGIS WEALTH MANAGEMENT, INC.

CRD#: 301990 / SEC#: 801-117179

RIA

Registered Investment Advisory firm - (8/13/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/16/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/30/2013

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/24/2017

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/22/2013

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 4/29/2015

Investment Company Products/Variable Contracts Principal Examination

Current Firm

AEGIS WEALTH MANAGEMENT, INC.

CRD#: 301990 / SEC#: 801-117179

RIA

Registered Investment Advisory firm - (8/13/2019 Approved)

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Contact information

Main Address

317 State Street, Guthrie Center, IA 50115

Mailing Address

Phone number

(833) 483-8383

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (24 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AEGIS WEALTH MANAGEMENT INC. FORM ADV PART 2A BROCHURE (3/10/2025)

Regulatory assets under management

Total Number of Accounts	1,538
AUM (Assets Under Management)	$ 175,971,164

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Paul D. Rone

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MONEY CONCEPTS CAPITAL CORP

MONEY CONCEPTS CAPITAL CORP

NBC SECURITIES, INC.

NBC SECURITIES, INC.

FIRST STATE FINANCIAL MANAGEMENT, INC.

FIRST STATE FINANCIAL MANAGEMENT, INC.

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

FARMERS FINANCIAL SOLUTIONS, LLC

MSI FINANCIAL SERVICES, INC.

N.I.S. FINANCIAL SERVICES, INC.

WADDELL & REED

Primary Firm SEC Registration

AEGIS WEALTH MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/16/2017

Series 63

Date: 3/30/2013

SIE

Date: 10/1/2018

Series 7

Date: 2/24/2017

Series 6

Date: 3/22/2013

Series 26

Date: 4/29/2015

Current Firm

AEGIS WEALTH MANAGEMENT, INC.

Contact information

SEC notice filing (24 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AEGIS WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

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