Adam E. Aronson

T3 TRADING GROUP

New York, NY 10005

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CRD#: 2619066

Professional summary

Adam Eric Aronson is a registered financial professional currently at T3 TRADING GROUP, LLC located in New York, New York.

Adam is registered as a RR (Registered Representative) and started their career in finance in 1996. Adam has worked at 6 firms and has passed the SIE, Series 57, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Adam Eric Aronson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 21, 2019 - Present

T3 TRADING GROUP, LLC

Office #1: 88 Pine Street 23rd Floor, New York, NY 10005

CRD#: 154431

New York, NY

Past

January 23, 2019 - October 18, 2019

T3 TRADING GROUP, LLC

CRD#: 154431

NEW YORK, NY

Past

March 4, 1999 - January 7, 2000

FAS WEALTH MANAGEMENT SERVICES, INC.

CRD#: 10164

SARASOTA, FL

Past

April 23, 1997 - August 8, 1997

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

March 4, 1997 - April 9, 1997

GKN SECURITIES CORP.

CRD#: 19415

NEW YORK, NY

Past

January 8, 1997 - January 29, 1997

R.M. STARK & CO., INC.

CRD#: 7612

LAKE WORTH BEACH, FL

Past

April 25, 1996 - August 22, 1996

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam

SIE

Date: 1/23/2019

Securities Industry Essentials Examination

General Industry/Product Exam

Series 57

Date: 1/23/2019

Securities Trader Exam

General Industry/Product Exam

Series 7

Date: 3/3/1997

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/24/1996

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

T3 TRADING GROUP, LLC

T3 TRADING GROUP, LLC | TITUS SECURITIES, LLC

CRD#: 154431 / SEC#: , 8-68639

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

88 Pine Street 23rd Floor, New York, NY 10005

Mailing Address

88 Pine Street 23rd Floor, New York, NY 10005

Phone number

(646) 346-1700

Established

Delaware since 06/08/2010

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
T3 COMPANIES, LLC	MEMBER/OWNER
LI, XIAOYAN	PRINCIPAL FINANCIAL OFFICER	4465893
LI, XIAOYAN	PRINCIPAL OPERATIONS OFFICER	4465893
LI, XIAOYAN	FINOP	4465893
MARQUIS, GARRET CHRISTIAN	CHEIF EXECUTIVE OFFICER	3198686
PIKOWSKI, STEVEN	CHIEF COMPLIANCE OFFICER	1562340
REDLER, SCOTT JASON JR	CHIEF STRATEGIC OFFICER	2680492

Disclosures

Regulatory Event

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Adam E. Aronson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Adam Eric Aronson's CRS (Customer Relationship Summary).

Certified licenses

Experience

T3 TRADING GROUP, LLC

FAS WEALTH MANAGEMENT SERVICES, INC.

PRUDENTIAL EQUITY GROUP, LLC

GKN SECURITIES CORP.

R.M. STARK & CO., INC.

PFS INVESTMENTS INC.

State Registrations and Notice Filings

Exams

SIE

Date: 1/23/2019

Series 57

Date: 1/23/2019

Series 7

Date: 3/3/1997

Series 6

Date: 4/24/1996

FINRA

Current Firm

T3 TRADING GROUP, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

T3 TRADING GROUP, LLC

TRUST BUT VERIFY

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