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SM

Susan K. Moscaritolo

PINE DISTRIBUTORS LLC
Denver, CO 80246
Some features on this profile are disabled
CRD#: 2618909
SM

Professional summary

Susan Kallai Moscaritolo, who also goes by Susan M Kallai, Susan Kallai Moscaritolo, Susan K Moscaritolo, Susan Moscaritolo, is a registered financial professional currently at PINE DISTRIBUTORS LLC located in Denver, Colorado.

Susan is registered as a RR (Registered Representative) and started their career in finance in 1995. Susan has worked at 17 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 14, Series 51, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Susan M Kallai | Susan Kallai Moscaritolo | Susan K Moscaritolo | Susan Moscaritolo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Susan Kallai Moscaritolo's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 30, 2025 - Present

PINE DISTRIBUTORS LLC

Office #1: 501 S. Cherry Street Suite 610, Denver, CO 80246
BD
CRD#: 323408
Denver, CO
Past

June 19, 2019 - November 14, 2019

PARNASSUS FUNDS DISTRIBUTOR, LLC

BD
CRD#: 15883
PORTLAND, ME
Past

December 7, 2017 - August 18, 2023

FORESIDE FUND SERVICES, LLC

BD
CRD#: 46106
PORTLAND, ME
Past

December 1, 2017 - August 18, 2023

SMEAD FUNDS DISTRIBUTORS, LLC

BD
CRD#: 173734
PORTLAND, ME
Past

August 1, 2016 - August 18, 2023

FORESIDE FINANCIAL SERVICES, LLC

BD
CRD#: 148477
PORTLAND, ME
Past

June 12, 2015 - August 18, 2023

COMPASS DISTRIBUTORS, LLC

BD
CRD#: 172662
PORTLAND, ME
Past

December 9, 2014 - August 3, 2020

FORESIDE DISTRIBUTION SOLUTIONS, LLC

BD
CRD#: 118787
PORTLAND, ME
Past

December 9, 2014 - August 18, 2023

IMST DISTRIBUTORS, LLC

BD
CRD#: 130745
PORTLAND, ME
Past

April 2, 2012 - August 3, 2020

FAIRHOLME DISTRIBUTORS, LLC

BD
CRD#: 150987
BERWYN, PA
Past

April 2, 2012 - August 18, 2023

STERLING CAPITAL DISTRIBUTORS, LLC

BD
CRD#: 103934
PORTLAND, ME
Past

April 2, 2012 - August 18, 2023

MGI FUNDS DISTRIBUTORS, LLC

BD
CRD#: 35682
PORTLAND, ME
Past

April 2, 2012 - August 18, 2023

FORESIDE GLOBAL SERVICES, LLC

BD
CRD#: 147382
PORTLAND, ME
Past

April 2, 2012 - August 18, 2023

FORESIDE FUNDS DISTRIBUTORS LLC

BD
CRD#: 31334
PORTLAND, ME
Past

February 1, 2010 - December 7, 2011

FAIRHOLME DISTRIBUTORS, LLC

BD
CRD#: 150987
BERWYN, PA
Past

October 28, 2008 - December 7, 2011

FORESIDE GLOBAL SERVICES, LLC

BD
CRD#: 147382
PORTLAND, ME
Past

April 16, 2007 - October 1, 2007

PERSIMMON SECURITIES, INC.

BD
CRD#: 107943
KING OF PRUSSIA, PA
Past

May 24, 2001 - December 7, 2011

MGI FUNDS DISTRIBUTORS, LLC

BD
CRD#: 35682
WESTBOROUGH, MA
Past

May 23, 2001 - December 5, 2008

BLACKROCK DISTRIBUTORS, INC

BD
CRD#: 39636
WESTBOROUGH, MA
Past

May 23, 2001 - January 2, 2009

NORTHERN FUNDS DISTRIBUTORS, LLC

BD
CRD#: 45943
WESTBOROUGH, MA
Past

May 22, 2001 - December 7, 2011

STERLING CAPITAL DISTRIBUTORS, LLC

BD
CRD#: 103934
WESTBOROUGH, MA
Past

October 8, 1996 - December 7, 2011

FORESIDE FUNDS DISTRIBUTORS LLC

BD
CRD#: 31334
WESTBOROUGH, MA
Past

May 31, 1995 - July 23, 1996

EATON VANCE DISTRIBUTORS, INC.

BD
CRD#: 8039
BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 7/21/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/15/2002
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 5/30/1995
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 51
Date: 8/25/2003
Municipal Fund Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/18/2003
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 26
Date: 9/8/1995
Investment Company Products/Variable Contracts Principal Examination
SRO Registrations
RR
FINRA

Current Firm

PD
PINE DISTRIBUTORS LLC
PINE DISTRIBUTORS LLC

CRD#: 323408 / SEC#: , 8-71004

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
501 S. Cherry Street Suite 610, Denver, CO 80246
Mailing Address
501 S. Cherry Street Suite 610, Denver, CO 80246
Phone number
(720) 651-8092
Established
Delaware since 08/30/2022
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
PINE ADVISOR SOLUTIONS LLCMEMBER
FAIRBANKS, MARK ALANPRESIDENT1847318
LEVESQUE, DARYNCOO6482085
MOSCARITOLO, SUSAN KALLAICCO2618909
WAGSTAFF, CONNER FRED IIIFINOP1427591
WOODCOCK, ALEXANDER JAMESPFO6454017

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PINE DISTRIBUTORS LLC

CRD#: 323408Denver, CO 80246

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