Kevin R. Berger
Professional summary
Kevin Richard Berger, who also goes by Kevin Berger, is a registered financial advisor currently at BERGER ASSET MANAGEMENT, INC. located in Turlock, California.
Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Kevin has worked at 2 firms and has passed the Series 63, Series 7 and Series 2 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Kevin Richard Berger's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 2, 2011 - Present
BERGER ASSET MANAGEMENT, INC.
Office #1: 701 East Canal Drive, Turlock, CA 95380July 23, 1998 - June 15, 1999
AVANTAX INVESTMENT SERVICES, INC.
August 10, 1995 - June 4, 1996
AVANTAX INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(12/2/2011)
Exams
Series 2
Date: 5/8/1995
Non-Member General Securities ExaminationCurrent Firm
BERGER ASSET MANAGEMENT, INC.
CRD#: 132945 / SEC#: 801-68911
Contact information
Regulatory assets under management
| Total Number of Accounts | 83 |
| AUM (Assets Under Management) | $ 25,820,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/21/2026 | ||
| 01/22/2025 | ||
| 01/19/2024 | ||
| 01/30/2023 |
Red Flags
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