Sean C. Hoover
Professional summary
Sean Christopher Hoover is a registered financial professional currently at PURESTREAM, LLC located in New York, New York.
Sean is registered as a RR (Registered Representative) and started their career in finance in 1995. Sean has worked at 2 firms and has passed the Series 63, Series 99TO, Series 57TO, Series 7TO, SIE, Series 55, Series 3, Series 7, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Sean Christopher Hoover's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 15, 2021 - Present
PURESTREAM, LLC
Office #1: 75 Rockefeller Plaza Ste. 2900a, New York, NY 10019June 23, 1995 - October 9, 2018
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/18/2021)
Exams
Series 99TO
Date: 5/31/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 55
Date: 7/21/2009
Limited Representative-Equity Trader ExamFINRA
Current Firm
PURESTREAM, LLC
CRD#: 306750 / SEC#: , 8-70472
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PURESTREAM TRADING TECHNOLOGIES INC. | DIRECT OWNER | |
| BROWN, SCOTT | FINOP / PFO / POO | 6694802 |
| DIAZ, ARMANDO ANTHONY | CHIEF EXECUTIVE OFFICER | 2013893 |
| HOOVER, SEAN CHRISTOPHER | CHIEF OPERATING OFFICER | 2618602 |
| KRIEGER, AARON HALE | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | 7452592 |
| WAGLE, YOGESH SHARAD | CO-CHIEF OPERATING OFFICER & CHIEF TECHNOLOGY OFFICER | 2852619 |
Red Flags
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