Ronald A. Lake
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald Aaron Lake, who also goes by Ron Lake, was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 1991. Ronald had worked at 2 firms and has passed the Series 63, Series 22 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 1, 1995 - November 26, 2004
LAKE CAPITAL PARTNERS, INC.
September 24, 1991 - June 28, 2019
LAKE PARTNERS,INC.
State Registrations and Notice Filings
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Exams
Current Firm
LAKE CAPITAL PARTNERS, INC.
CRD#: 38596 / SEC#: , 8-48301
Contact information
Documents
Red Flags
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