Ronald Aaron Lake
Professional Summary
Ronald Aaron Lake, who also goes by Ron Lake, was a registered financial advisor. Ronald was a previously registered financial professional and started their career in finance 1991 - 2004. Ronald had worked at 2 firms and has passed the Series 63, Series 22 and Series 39 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Ron Lake
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures on record.
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Years of Experience
35 years registered in the securities industry
Current & Past Employments
Past
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Current Firm
LAKE CAPITAL PARTNERS, INC.
Contact Information
Established
Connecticut since 02/08/1995Firm Type
CorporationFiscal Year End
DecemberDocuments
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 22 — Direct Participation Programs Representative Examination
Passed Jul 1995About the Series 22 examSeries 39 — Direct Participation Programs Principal Examination
Passed Jul 1995About the Series 39 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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