William R. Kraus
Professional summary
William Robert Kraus, who also goes by Bill Kraus, is a registered financial professional currently at FINALIS SECURITIES LLC located in New York, New York.
William is registered as a RR (Registered Representative) and started their career in finance in 1995. William has worked at 5 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Robert Kraus's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 17, 2024 - Present
FINALIS SECURITIES LLC
Office #1: 228 Park Ave South Suite 85550, New York, NY 10003June 4, 2020 - October 3, 2023
ARLINGTON CAPITAL SERVICES, LLC
June 16, 2017 - July 10, 2020
M&A SECURITIES GROUP, INC.
October 23, 1996 - December 11, 1998
GE CAPITAL MARKETS, INC.
May 16, 1995 - April 9, 1996
WYNDAM CAPITAL, L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/22/2024)
Exams
FINRA
Current Firm
FINALIS SECURITIES LLC
CRD#: 305908 / SEC#: , 8-70425
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FINALIS, INC. | HOLDING COMPANY | |
| AZARY, DENNIS MICHAEL | CEO/CCO/FINOP | 2384263 |
Red Flags
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