Rain Hughes

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CRD#: 2618393

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Rain Hughes was a registered financial professional .

Rain is a previously registered financial professional and started their career in finance in 1995. Rain had worked at 5 firms and has passed the Series 63, Series 65, Series 7, Series 51 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

April 19, 2005 - May 29, 2013

FAIRWAY FINANCIAL, LLC

RIA

CRD#: 134675

ALTAMONTE SPRINGS, FL

Past

November 20, 2003 - December 31, 2008

CALTON & ASSOCIATES, INC.

RIA

CRD#: 20999

LAKE MARY, FL

Past

March 24, 2000 - March 28, 2013

CALTON & ASSOCIATES, INC.

CRD#: 20999

LAKE MARY, FL

Past

August 1, 1996 - February 7, 1997

TUSCANY EQUITY MANAGEMENT CORPORATI0N

CRD#: 20016

DEERFIELD BEACH, FL

Past

July 30, 1996 - August 5, 1996

BARRON CHASE SECURITIES, INC.

CRD#: 18969

BOCA RATON, FL

Past

June 20, 1995 - August 7, 1996

CHATFIELD DEAN & CO., INC.

CRD#: 14714

GREENWOOD VILLAGE, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FAIRWAY FINANCIAL, LLC

CRD#: 134675 / SEC#: 801-131250

RIA

Registered Investment Advisory firm - (10/7/2024 Approved)

Florida

Registered Investment Advisory firm - (10/11/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/18/2006

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 11/14/2003

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 3/23/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 51

Date: 6/4/2003

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 4/21/2000

General Securities Principal Examination

Current Firm

FAIRWAY FINANCIAL, LLC

CRD#: 134675 / SEC#: 801-131250

RIA

Registered Investment Advisory firm - (10/7/2024 Approved)

Florida

Registered Investment Advisory firm - (10/11/2024 Terminated)

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Contact information

Main Address

950 S Winter Park Drive Suite 352, Casselberry, FL 32707

Mailing Address

Phone number

(407) 628-0850

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A_B (10/17/2025)

Regulatory assets under management

Total Number of Accounts	311
AUM (Assets Under Management)	$ 134,891,975

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Rain Hughes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CALTON & ASSOCIATES, INC.

CALTON & ASSOCIATES, INC.

TUSCANY EQUITY MANAGEMENT CORPORATI0N

BARRON CHASE SECURITIES, INC.

CHATFIELD DEAN & CO., INC.

Primary Firm SEC Registration

FAIRWAY FINANCIAL, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 3/18/2006

Series 65

Date: 11/14/2003

Series 7

Date: 3/23/2000

Series 51

Date: 6/4/2003

Series 24

Date: 4/21/2000

Current Firm

FAIRWAY FINANCIAL, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FAIRWAY FINANCIAL, LLC

TRUST BUT VERIFY

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