Paul L. Frey
Professional summary
Paul Leonard Frey, CFP®, CIMA®, who also goes by Paul Frey, is a registered financial advisor currently at CONFLUENCE FINANCIAL PARTNERS located in Mcmurray, Pennsylvania.
Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Paul has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Paul Leonard Frey's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 15, 2024 - Present
CONFLUENCE FINANCIAL PARTNERS
Office #1: 732 E Mcmurray Rd, Mcmurray, PA 15317June 16, 2011 - April 4, 2024
STIFEL, NICOLAUS & COMPANY, INCORPORATED
June 9, 2011 - April 4, 2024
STIFEL, NICOLAUS & COMPANY, INCORPORATED
January 1, 2008 - June 10, 2011
WELLS FARGO CLEARING SERVICES, LLC
June 26, 1995 - January 3, 2008
A. G. EDWARDS & SONS, INC.
Primary Firm SEC Registration
CONFLUENCE FINANCIAL PARTNERS
CRD#: 311980 / SEC#: 801-120711
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/19/2024)
(3/15/2024)
Exams
Current Firm
CONFLUENCE FINANCIAL PARTNERS
CRD#: 311980 / SEC#: 801-120711
Contact information
SEC notice filing (36 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 12,924 |
| AUM (Assets Under Management) | $ 5,454,175,362 |
Red Flags
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