Daniel Dequin Callahan
Professional Summary
Daniel Dequin Callahan is a registered financial advisor currently at UMB FINANCIAL SERVICES, INC. located in Austin, Texas. Daniel is registered as a RR (Registered Representative) and started their career in finance in 1995. Daniel has worked at 11 firms and has passed the Series 63, Series 52TO, SIE, Series 55, Series 31, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
31 years in the financial services industry
Current & Past Employments
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Current Firm
SCOUT BROKERAGE SERVICES, INC. | UNITED MISSOURI BROKERAGE SERVICES, INC. | UMB SCOUT BROKERAGE SERVICES, INC. | UMB FINANCIAL SERVICES, INC.
Contact Information
Main Address
928 Grand Avenue 4th Floor, Kansas City, MO 64106Mailing Address
928 Grand Avenue, Kansas City, MO 64106Phone Number
(816) 842-2222Established
Missouri since 10/07/1985Firm Type
CorporationFiscal Year End
DecemberFirm Size
Small# of Employees
55SEC notice filing (51 States and Territories)
Registered to provide investment advisory services in 51 US states and territories.
FINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 51 US states and territories.
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory Assets Under Management
Total Number of Accounts
1AUM (Assets Under Management)
$5,043,339Disclosures
Regulatory Event
1Arbitration
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
SCOUT BROKERAGE SERVICES, INC. | UNITED MISSOURI BROKERAGE SERVICES, INC. | UMB SCOUT BROKERAGE SERVICES, INC. | UMB FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
(8/16/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jul 2026About the Series 52TO examSeries 55 — Limited Representative-Equity Trader Exam
Passed Jan 2001SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Daniel Dequin Callahan's CRS (Customer Relationship Summary).
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