Kaitzev Wei
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kaitzev Wei, CFP® was a registered financial professional .
Kaitzev is a previously registered financial professional and started their career in finance in 1998. Kaitzev had worked at 7 firms and has passed the Series 63, Series 65 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2000
Experience
October 6, 2011 - December 5, 2013
CETERA INVESTMENT ADVISERS LLC
October 4, 2011 - December 5, 2013
CETERA FINANCIAL SPECIALISTS LLC
July 16, 2010 - January 17, 2012
SEQUOIA ASSET ADVISORS, LLC
January 1, 2010 - March 12, 2010
AVANTAX INVESTMENT SERVICES, INC.
August 13, 2003 - November 17, 2003
EASTERN POINT ADVISORS INC.
August 6, 2003 - November 17, 2003
INVESTORS CAPITAL CORP.
September 24, 1998 - February 27, 2003
AVANTAX ADVISORY SERVICES
June 11, 1998 - December 31, 2002
AVANTAX INVESTMENT SERVICES, INC.
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
