Paul L. Proscia
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Lawrence Proscia was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1995. Paul had worked at 14 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 11, 2009 - July 12, 2010
J.D. NICHOLAS & ASSOCIATES, INC.
October 26, 2007 - January 12, 2009
BROOKVILLE CAPITAL PARTNERS
May 14, 2002 - June 7, 2006
BENSON YORK GROUP, INC.
May 22, 2001 - May 13, 2002
NEW WORLD FINANCIAL, INC.
January 2, 2001 - May 18, 2001
HARRISON SECURITIES, INC.
October 1, 1999 - December 31, 2000
WHITEHALL WELLINGTON INVESTMENTS, INC.
January 27, 1999 - October 1, 1999
FIRST LIBERTY INVESTMENT GROUP, INC.
October 22, 1998 - February 10, 1999
PACIFIC CONTINENTAL SECURITIES CORPORATION
March 15, 1998 - October 23, 1998
D.L. CROMWELL INVESTMENTS, INC.
January 30, 1998 - February 25, 1998
THE CAMELOT GROUP, INC.
January 29, 1998 - March 3, 1998
DUKE & CO., INC.
July 30, 1997 - January 26, 1998
DANALLEN INVESTMENT GROUP INC.
January 21, 1997 - August 26, 1997
FAIRCHILD FINANCIAL GROUP, INC.
December 7, 1995 - December 18, 1996
STRATTON OAKMONT INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
J.D. NICHOLAS & ASSOCIATES, INC.
CRD#: 44791 / SEC#: , 8-50822
Contact information
Disclosures
| Regulatory Event | 6 |
| Arbitration | 1 |
Red Flags
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