Eric P. Mcdonald
Professional summary
Eric Patrick Mcdonald was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Eric is a previously registered financial professional and started their career in finance in 1995. Prior to being barred, Eric had worked at 5 firms, which includes MTT FUNDCORP INC., CONNELY DOWD MANAGEMENT INC., MUTUALS.COM INC., LLOYD WADE SECURITIES INC., PACIFIC CORTEZ SECURITIES INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 28, 2003 - March 12, 2004
MTT FUNDCORP, INC.
March 31, 2003 - March 12, 2004
CONNELY DOWD MANAGEMENT, INC.
March 17, 1997 - March 12, 2004
MUTUALS.COM, INC.
January 3, 1997 - March 14, 1997
LLOYD WADE SECURITIES INC.
June 26, 1996 - December 31, 1996
LLOYD WADE SECURITIES INC.
May 17, 1995 - July 5, 1996
PACIFIC CORTEZ SECURITIES INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
MTT FUNDCORP, INC.
CRD#: 124879 / SEC#: , 8-65734
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MUTUALS.COM HOLDING CORP. | SHAREHOLDER | |
| AHRENS, DANIEL STUART | PRESIDENT, SECRETARY, TREASURER | 2000128 |
Disclosures
| Regulatory Event | 1 |
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