John A. Del-zio

AE WEALTH MANAGEMENT

Topeka, KS 66614

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CRD#: 2617922

Professional summary

John Anthony Del-zio, who also goes by John Anthony Del-zio, John Anthony Delzio Jr, John Del-zio, is a registered financial advisor currently at AE WEALTH MANAGEMENT, LLC located in Topeka, Kansas and AE FINANCIAL SERVICES, LLC located in Topeka, Kansas.

John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. John has worked at 11 firms and has passed the Series 65, Series 63, Series 6TO, SIE, Series 31, Series 7, Series 51 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

John Anthony Del-Zio | John Anthony Delzio Jr | John Del-Zio

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) AE WEALTH MANAGEMENT, LLC; YES INVESTMENT RELATED; 2950 SW MCCLURE RD TOPEKA, KS 66614; INVESTMENT ADVICE FOR FEE; DIRECTOR OF WEALTH; 7/29/2022; APPROX 160 HRS/MO; APPROX 130 HRS/MO DURING SECURITY TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Anthony Del-zio's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 11, 2022 - Present

AE WEALTH MANAGEMENT, LLC

Office #1: 2950 Sw Mcclure Rd Ste B, Topeka, KS 66614

RIA

CRD#: 282580

Topeka, KS

Current

October 13, 2020 - Present

AE FINANCIAL SERVICES, LLC

Office #1: 2950 Sw Mcclure Rd Ste B, Topeka, KS 66614

CRD#: 298608

Topeka, KS

Past

July 20, 2020 - October 5, 2020

FARMERS FINANCIAL SOLUTIONS, LLC

CRD#: 103863

ESCONDIDO, CA

Past

May 20, 2020 - May 22, 2020

CUSO FINANCIAL SERVICES, L.P.

RIA

CRD#: 42132

SAN DIEGO, CA

Past

March 23, 2020 - May 22, 2020

CUSO FINANCIAL SERVICES, L.P.

CRD#: 42132

SAN DIEGO, CA

Past

July 31, 2013 - April 1, 2020

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

Bonsall, CA

Past

April 14, 2003 - April 23, 2013

STATE FARM VP MANAGEMENT CORP.

CRD#: 43036

ROSEVILLE, CA

Past

October 24, 2000 - December 20, 2002

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

SAN DIEGO, CA

Past

October 20, 2000 - December 20, 2002

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

BOSTON, MA

Past

January 27, 2000 - November 1, 2000

CAL FED INVESTMENTS

CRD#: 19631

SACRAMENTO, CA

Past

June 13, 1997 - February 11, 2000

WELLS FARGO SECURITIES INC.

CRD#: 17438

SAN FRANCISCO, CA

Past

April 10, 1996 - July 10, 1997

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

June 27, 1995 - March 8, 1996

BA INVESTMENT SERVICES, INC.

CRD#: 12965

OAKLAND, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AE WEALTH MANAGEMENT, LLC

CRD#: 282580 / SEC#: 801-107319

RIA

Registered Investment Advisory firm - (2/17/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Kansas
(10/13/2020)

IAR

Kansas
(8/11/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/20/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/23/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6TO

Date: 1/2/2023

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 5/1/1996

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 6/26/1995

General Securities Representative Examination

Principal/Supervisory Exam

Series 51

Date: 12/23/2013

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 12/20/2013

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

AE WEALTH MANAGEMENT, LLC

CRD#: 282580 / SEC#: 801-107319

RIA

Registered Investment Advisory firm - (2/17/2016 Approved)

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Contact information

Main Address

2950 Sw Mcclure Road Suite B, Topeka, KS 66614

Mailing Address

Phone number

(866) 363-9595

Established

Firm type

Fiscal year end

# of Employees

602

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A APPENDIX 1 (10/1/2025)

FORM ADV PART 2A (10/1/2025)

Regulatory assets under management

Total Number of Accounts	111,059
AUM (Assets Under Management)	$ 37,525,706,084

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

John A. Del-zio

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Anthony Del-zio's CRS (Customer Relationship Summary).

Certified licenses

Experience

AE FINANCIAL SERVICES, LLC

FARMERS FINANCIAL SOLUTIONS, LLC

CUSO FINANCIAL SERVICES, L.P.

CUSO FINANCIAL SERVICES, L.P.

ALLSTATE FINANCIAL SERVICES, LLC

STATE FARM VP MANAGEMENT CORP.

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

CAL FED INVESTMENTS

WELLS FARGO SECURITIES INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BA INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

AE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/20/2020

Series 63

Date: 3/23/2011

Series 6TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 31

Date: 5/1/1996

Series 7

Date: 6/26/1995

Series 51

Date: 12/23/2013

Series 24

Date: 12/20/2013

FINRA

Current Firm

AE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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