SD
Susanne M. Denby
HORNOR, TOWNSEND & KENT
Conshohocken, PA 19428
Some features on this profile are disabled
CRD#: 2617514
SD
Professional summary
Susanne Marie Denby, who also goes by Susanne M Natale, Susanne Natale, is a registered financial advisor currently at HORNOR, TOWNSEND & KENT, LLC located in Conshohocken, Pennsylvania.
Susanne is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Susanne has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Susanne M Natale | Susanne Natale
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Susanne Marie Denby's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Susanne Marie Denby's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 9, 2025 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 161 Washington St Suite 1111, Conshohocken, PA 19428RIA
BD
CRD#: 4031
Conshohocken, PA
Current
January 9, 2025 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 161 Washington St Suite 1111, Conshohocken, PA 19428RIA
BD
CRD#: 4031
Conshohocken, PA
Past
November 1, 2021 - December 11, 2024
AMERITAS ADVISORY SERVICES, LLC
RIA
CRD#: 317245
AUSTIN, TX
Past
June 6, 2017 - November 1, 2021
AMERITAS INVESTMENT COMPANY, LLC
RIA
CRD#: 14869
Austin, TX
Past
June 6, 2017 - December 11, 2024
AMERITAS INVESTMENT COMPANY, LLC
BD
CRD#: 14869
Austin, TX
Past
September 28, 2015 - November 14, 2016
CHARLES SCHWAB & CO., INC.
RIA
CRD#: 5393
AUSTIN, TX
Past
September 28, 2015 - November 14, 2016
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
AUSTIN, TX
Past
July 7, 2010 - April 10, 2015
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
AUSTIN, TX
Past
July 1, 2010 - April 10, 2015
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
AUSTIN, TX
Past
April 4, 2008 - December 9, 2008
AMERICAN GENERAL SECURITIES INCORPORATED
RIA
CRD#: 13626
PHOENIX, AZ
Past
September 27, 2007 - December 26, 2008
AMERICAN GENERAL SECURITIES INCORPORATED
BD
CRD#: 13626
PHOENIX, AZ
Past
October 31, 2005 - June 14, 2010
OSAIC SERVICES, INC.
RIA
CRD#: 133763
PHOENIX, AZ
Past
May 26, 2005 - June 14, 2010
OSAIC SERVICES, INC.
BD
CRD#: 133763
PHOENIX, AZ
Past
February 4, 2002 - October 31, 2005
SUNAMERICA SECURITIES, INC.
RIA
CRD#: 20068
PHOENIX, AZ
Past
December 5, 2001 - December 8, 2005
SPELMAN & CO., INC.
BD
CRD#: 10232
PHOENIX, AZ
Past
November 29, 2001 - December 8, 2005
SENTRA SECURITIES CORPORATION
BD
CRD#: 10249
PHOENIX, AZ
Past
October 20, 1997 - October 31, 2005
SUNAMERICA SECURITIES, INC.
BD
CRD#: 20068
PHOENIX, AZ
Past
November 1, 1996 - October 14, 1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Past
May 30, 1996 - October 18, 1996
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/9/2025)
RR
Alaska(1/9/2025)
RR
Arizona(1/9/2025)
RR
Arkansas(1/9/2025)
RR
California(1/9/2025)
RR
Colorado(1/9/2025)
RR
Connecticut(1/9/2025)
RR
Delaware(1/9/2025)
RR
District of Columbia(1/9/2025)
RR
Florida(1/9/2025)
RR
Georgia(1/9/2025)
RR
Hawaii(1/9/2025)
RR
Idaho(1/9/2025)
RR
Illinois(1/9/2025)
RR
Indiana(1/9/2025)
RR
Iowa(1/9/2025)
RR
Kansas(1/9/2025)
RR
Kentucky(1/9/2025)
RR
Louisiana(1/9/2025)
RR
Maine(1/9/2025)
RR
Maryland(1/9/2025)
RR
Massachusetts(1/9/2025)
RR
Michigan(1/9/2025)
RR
Minnesota(1/9/2025)
RR
Mississippi(1/9/2025)
RR
Missouri(1/9/2025)
RR
Montana(1/9/2025)
RR
Nebraska(1/9/2025)
RR
Nevada(1/9/2025)
RR
New Hampshire(1/9/2025)
RR
New Jersey(1/9/2025)
RR
New Mexico(1/9/2025)
RR
New York(1/9/2025)
RR
North Carolina(1/9/2025)
RR
North Dakota(1/9/2025)
RR
Ohio(1/31/2025)
RR
Oklahoma(1/9/2025)
RR
Oregon(1/9/2025)
RR
Pennsylvania(1/9/2025)
IAR
Pennsylvania(1/10/2025)
RR
Rhode Island(1/9/2025)
RR
South Carolina(1/9/2025)
RR
South Dakota(1/9/2025)
RR
Tennessee(1/9/2025)
RR
Texas(1/9/2025)
IAR
Texas(1/9/2025)
RR
Utah(1/9/2025)
RR
Vermont(1/9/2025)
RR
Virginia(1/9/2025)
RR
Washington(1/9/2025)
RR
West Virginia(1/9/2025)
RR
Wisconsin(1/9/2025)
RR
Wyoming(1/9/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Mailing Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Phone number
(215) 957-7300
Established
Delaware since 09/09/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
442
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| 1847 FINANCIAL LLC | SHAREHOLDER | |
| GUNZENHAUSER, RADFORD MICHAEL | FINOP | 7253452 |
| HUCKERBY, KEITH GORDON | MANAGER | 2641591 |
| MASON, ANN-MARIE | CHIEF LEGAL OFFICER AND SECRETARY | 7145020 |
| MULLER, NIKI LEE | PRINCIPAL OPERATIONS OFFICER | 7364066 |
| NAGENGAST, HEATHER JILL | PRESIDENT, MANAGER | 5300554 |
| O'MALLEY, DAVID MICHAEL | CHAIRMAN AND MANAGER | 4468593 |
| ROBINSON, VICTORIA MARIE | CHIEF COMPLIANCE OFFICER, MANAGER | 4556827 |
| WYANT, JUSTIN | MANAGER | 8146157 |
Regulatory assets under management
| Total Number of Accounts | 31,522 |
| AUM (Assets Under Management) | $ 7,753,847,039 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
