Susanne M. Denby
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Susanne Marie Denby, who also goes by Susanne M Natale, Susanne Natale, was a registered financial professional .
Susanne is a previously registered financial professional and started their career in finance in 1996. Susanne had worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 9, 2025 - April 10, 2026
HORNOR, TOWNSEND & KENT, LLC
January 9, 2025 - April 10, 2026
HORNOR, TOWNSEND & KENT, LLC
November 1, 2021 - December 11, 2024
AMERITAS ADVISORY SERVICES, LLC
June 6, 2017 - November 1, 2021
AMERITAS INVESTMENT COMPANY, LLC
June 6, 2017 - December 11, 2024
AMERITAS INVESTMENT COMPANY, LLC
September 28, 2015 - November 14, 2016
CHARLES SCHWAB & CO., INC.
September 28, 2015 - November 14, 2016
CHARLES SCHWAB & CO., INC.
July 7, 2010 - April 10, 2015
KESTRA INVESTMENT SERVICES, LLC
July 1, 2010 - April 10, 2015
KESTRA INVESTMENT SERVICES, LLC
April 4, 2008 - December 9, 2008
AMERICAN GENERAL SECURITIES INCORPORATED
September 27, 2007 - December 26, 2008
AMERICAN GENERAL SECURITIES INCORPORATED
October 31, 2005 - June 14, 2010
OSAIC SERVICES, INC.
May 26, 2005 - June 14, 2010
OSAIC SERVICES, INC.
February 4, 2002 - October 31, 2005
SUNAMERICA SECURITIES, INC.
December 5, 2001 - December 8, 2005
SPELMAN & CO., INC.
November 29, 2001 - December 8, 2005
SENTRA SECURITIES CORPORATION
October 20, 1997 - October 31, 2005
SUNAMERICA SECURITIES, INC.
November 1, 1996 - October 14, 1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 30, 1996 - October 18, 1996
PRUDENTIAL EQUITY GROUP, LLC
Primary Firm SEC Registration
HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| 1847 FINANCIAL LLC | SHAREHOLDER | |
| GUNZENHAUSER, RADFORD MICHAEL | FINOP | 7253452 |
| HUCKERBY, KEITH GORDON | MANAGER | 2641591 |
| MASON, ANN-MARIE | CHIEF LEGAL OFFICER AND SECRETARY | 7145020 |
| MULLER, NIKI LEE | PRINCIPAL OPERATIONS OFFICER | 7364066 |
| NAGENGAST, HEATHER JILL | PRESIDENT, MANAGER | 5300554 |
| O'MALLEY, DAVID MICHAEL | CHAIRMAN AND MANAGER | 4468593 |
| ROBINSON, VICTORIA MARIE | CHIEF COMPLIANCE OFFICER, MANAGER | 4556827 |
| WYANT, JUSTIN | MANAGER | 8146157 |
Regulatory assets under management
| Total Number of Accounts | 31,522 |
| AUM (Assets Under Management) | $ 7,753,847,039 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
