Sharon C. Alexander
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sharon Christine Alexander, who also goes by Sharon Christine Augusterfer, Sharon Augusterfer, was a registered financial professional .
Sharon is a previously registered financial professional and started their career in finance in 1995. Sharon had worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 17, 2009 - December 31, 2013
FOCUS WEALTH, LLC
June 1, 2009 - July 29, 2009
MORGAN STANLEY
June 20, 2008 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
February 20, 2002 - September 6, 2006
INVESTOR FORCE SECURITIES, INC.
September 20, 1996 - January 16, 2002
SEI INVESTMENTS DISTRIBUTION CO.
August 2, 1995 - August 23, 1996
MML INVESTORS SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FOCUS WEALTH, LLC
CRD#: 151382 / SEC#:
Contact information
Red Flags
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