Jill K. Garvens
Professional summary
Jill Kitazaki Garvens, who also goes by Jill Yukino Kitazaki, is a registered financial professional currently at DENNING & COMPANY LLC located in San Francisco, California.
Jill is registered as a RR (Registered Representative) and started their career in finance in 1995. Jill has worked at 5 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jill Kitazaki Garvens's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 23, 2002 - Present
DENNING & COMPANY LLC
Office #1: 150 California Street Suite 650, San Francisco, CA 94111March 27, 2001 - December 7, 2001
WHITNEY CAPITAL MARKETS LLC
February 1, 2000 - April 24, 2000
J.P. MORGAN SECURITIES INC.
November 4, 1996 - February 1, 2000
HAMBRECHT & QUIST LLC
June 8, 1995 - August 15, 1996
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/11/2009)
(7/23/2002)
(5/13/2009)
(5/13/2009)
(6/11/2009)
(9/22/2010)
(5/13/2009)
(5/13/2009)
(5/13/2009)
(6/23/2014)
(6/2/2009)
(5/13/2009)
(5/13/2009)
(5/13/2009)
(5/13/2009)
(5/13/2009)
(5/18/2009)
(5/14/2009)
(5/13/2009)
(5/13/2009)
(5/13/2009)
(10/14/2022)
(5/13/2009)
(5/13/2009)
(5/13/2009)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
DENNING & COMPANY LLC
CRD#: 115971 / SEC#: , 8-53532
Contact information
FINRA licenses (26 States and Territories)
Documents
Red Flags
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