Juergen Weber
Professional summary
Juergen Weber was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Juergen is a previously registered financial advisor and started their career in finance in 1995. Prior to being barred, Juergen had worked at 5 firms, which includes BENJAMIN & JEROLD BROKERAGE I LLC, AVALON PARTNERS INC., A. G. EDWARDS & SONS INC., WELLS FARGO CLEARING SERVICES LLC, PRUDENTIAL EQUITY GROUP LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 29, 2011 - July 25, 2018
BENJAMIN & JEROLD BROKERAGE I, LLC
June 22, 2009 - August 4, 2011
AVALON PARTNERS, INC.
July 25, 2008 - October 3, 2008
AVALON PARTNERS, INC.
September 30, 2005 - December 3, 2007
A. G. EDWARDS & SONS, INC.
September 30, 2005 - December 3, 2007
A. G. EDWARDS & SONS, INC.
July 1, 2003 - October 5, 2005
WELLS FARGO CLEARING SERVICES, LLC
July 1, 2003 - October 5, 2005
WELLS FARGO CLEARING SERVICES, LLC
March 25, 2002 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
June 21, 1995 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
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Exams
Current Firm
BENJAMIN & JEROLD BROKERAGE I, LLC
CRD#: 29110 / SEC#: , 8-44133
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
| Arbitration | 3 |
Red Flags
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