Mark Standard
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Standard, who also goes by Mark T Standard, Mark Todd Standard, was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1995. Mark had worked at 11 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 31, Series 7, Series 24, Series 23, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 22, 2024 - February 2, 2026
TRUIST ADVISORY SERVICES, INC.
August 14, 2024 - February 2, 2026
TRUIST INVESTMENT SERVICES, INC.
April 23, 2024 - July 31, 2024
AMERITAS ADVISORY SERVICES, LLC
April 23, 2024 - July 31, 2024
AMERITAS INVESTMENT COMPANY, LLC
September 13, 2022 - April 19, 2024
UBS FINANCIAL SERVICES INC.
September 13, 2022 - April 19, 2024
UBS FINANCIAL SERVICES INC.
April 24, 2019 - October 4, 2022
J.P. MORGAN SECURITIES LLC
April 24, 2019 - October 4, 2022
J.P. MORGAN SECURITIES LLC
August 4, 2015 - March 25, 2019
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
August 3, 2015 - March 25, 2019
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
October 9, 2012 - June 12, 2015
PNC WEALTH MANAGEMENT LLC
October 5, 2012 - June 12, 2015
PNC WEALTH MANAGEMENT LLC
November 1, 2006 - November 2, 2011
WELLS FARGO CLEARING SERVICES, LLC
November 1, 2006 - November 2, 2011
WELLS FARGO CLEARING SERVICES, LLC
March 3, 2005 - November 3, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 1, 2002 - November 3, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 10, 1999 - September 26, 2001
CITIGROUP GLOBAL MARKETS INC.
June 30, 1995 - December 15, 1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
