Hugo Watsonbrown
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Hugo Watsonbrown was a registered financial professional .
Hugo is a previously registered financial professional and started their career in finance in 1998. Hugo had worked at 3 firms and has passed the Series 63, Series 55, Series 17, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 28, 2011 - March 10, 2014
ANKURA CAPITAL ADVISORS, LLC
January 12, 2000 - February 5, 2007
MAPLE SECURITIES U.S.A. INC.
July 28, 1998 - October 17, 2003
MAPLE ARBITRAGE INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 5/5/2000
Limited Representative-Equity Trader ExamSeries 17
Date: 5/20/1995
Limited Registered Representative ExaminationCurrent Firm
ANKURA CAPITAL ADVISORS, LLC
CRD#: 114155 / SEC#: , 8-53403
Contact information
FINRA licenses (50 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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