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Karim O Rashid

INTREPID PARTNERS
Houston, TX
·CRD# 2616786·31 years experience

Professional Summary

Karim O Rashid, who also goes by Karim Rashid, Smokey Rashid, is a registered financial advisor currently at INTREPID PARTNERS, LLC located in Houston, Texas. Karim is registered as a RR (Registered Representative) and started their career in finance in 1995. Karim has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Karim Rashid, Smokey Rashid

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

INTREPID PARTNERS, LLC·CRD# 198516
BD
1201 Louisiana Street Suite 600, Houston, TX 77002
November 20, 2015 - Present
MORGAN STANLEY & CO. LLC·CRD# 8209
BD
New York, NY
April 22, 1998 - May 6, 2013
CREDIT SUISSE SECURITIES (USA) LLC·CRD# 816
BD
New York, NY
September 5, 1995 - March 5, 1998

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Current Firm

IP
INTREPID PARTNERS, LLC

INTREPID PARTNERS, LLC

CRD#: 198516 / SEC#: 8-69615
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

712 Fifth Avenue 31st Floor, New York, NY, 10019

Mailing Address

712 Fifth Avenue 31st Floor, New York, NY, 10019

Phone Number

(212) 388-5020

Established

Delaware since 02/19/2015

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (7 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
INTREPID FINANCIAL PARTNERS, L.L.C.MANAGING MEMBER—
CHUNG, MICHAELFINOP/CFO5739877
MCGEE, HUGH EDWARD IIICEO1782899
WINCHENBAUGH, CHRISTOPHER FRANCISPRESIDENT/CCO/COO2790899

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(12/23/2015)
RR
Colorado
(1/12/2016)
RR
Louisiana
(1/7/2016)
RR
New York
(12/28/2015)
RR
Oklahoma
(1/4/2016)
RR
Texas
(12/28/2015)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2015About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 1995About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Karim O Rashid's CRS (Customer Relationship Summary).

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KR
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