Kelly A. Richert

MERAMEC FINANCIAL PLANNERS

CLAYTON, MO 63105

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CRD#: 2616722

Professional summary

Kelly Ann Richert, CFP®, who also goes by Kelly Ann Koczor, is a registered financial advisor currently at MERAMEC FINANCIAL PLANNERS, LLC located in Clayton, Missouri.

Kelly is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Kelly has worked at 5 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kelly Ann Koczor

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kelly Ann Richert's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2003

Experience

Current

March 20, 2025 - Present

MERAMEC FINANCIAL PLANNERS, LLC

Office #1: 7911 Forsyth Blvd. Suite 200, Clayton, MO 63105

RIA

CRD#: 335112

CLAYTON, MO

Past

November 4, 2021 - July 1, 2025

CLAYTON FINANCIAL GROUP, LLC

RIA

CRD#: 226729

ST. LOUIS, MO

Past

January 29, 2007 - April 8, 2008

HM CAPITAL MANAGEMENT, LLC

RIA

CRD#: 136595

CLAYTON, MO

Past

April 4, 2000 - February 4, 2004

WS GRIFFITH SECURITIES, INC.

CRD#: 10410

HARTFORD, CT

Past

March 14, 1997 - April 21, 1998

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MERAMEC FINANCIAL PLANNERS, LLC

CRD#: 335112 / SEC#: 801-132213

RIA

Registered Investment Advisory firm - (3/20/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Missouri
(3/20/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/18/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/13/1997

General Securities Representative Examination

Current Firm

MERAMEC FINANCIAL PLANNERS, LLC

CRD#: 335112 / SEC#: 801-132213

RIA

Registered Investment Advisory firm - (3/20/2025 Approved)

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Contact information

Main Address

7911 Forsyth Blvd. Suite 200, Clayton, MO 63105

Mailing Address

Phone number

(314) 579-3295

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A & 2B (7/1/2025)

Regulatory assets under management

Total Number of Accounts	2,053
AUM (Assets Under Management)	$ 1,278,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kelly A. Richert

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kelly Ann Richert's CRS (Customer Relationship Summary).

Certified licenses

Experience

MERAMEC FINANCIAL PLANNERS, LLC

CLAYTON FINANCIAL GROUP, LLC

HM CAPITAL MANAGEMENT, LLC

WS GRIFFITH SECURITIES, INC.

EDWARD JONES

Primary Firm SEC Registration

MERAMEC FINANCIAL PLANNERS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 3/18/1997

Series 7

Date: 3/13/1997

Current Firm

MERAMEC FINANCIAL PLANNERS, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MERAMEC FINANCIAL PLANNERS, LLC

TRUST BUT VERIFY

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