Rosser C. Newton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rosser Coke Newton, who also goes by Rosser Newton, was a registered financial professional .
Rosser is a previously registered financial professional and started their career in finance in 1997. Rosser had worked at 4 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 19, 2004 - December 24, 2025
SKYSTONE SECURITIES, LLC
May 3, 2001 - October 7, 2002
FROST SECURITIES, INC.
January 4, 2000 - October 2, 2000
DRESDNER KLEINWORT WASSERSTEIN, LLC
December 24, 1997 - July 1, 1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
SKYSTONE SECURITIES, LLC
CRD#: 131953 / SEC#: , 8-66529
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PETRO CAPITAL SECURITIES HOLDINGS, LLC | SOLE MEMBER | |
| NEWTON, ROSSER COKE | MANAGING MEMBER/DESIGNATED PRINCIPAL/CCO | 2616702 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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