Gregory G. Griffin

GRADIENT ADVISORS

Las Vegas, NV 89128

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CRD#: 2616694

Professional summary

Gregory Grant Griffin, who also goes by Greg Grant Griffin, is a registered financial advisor currently at GRADIENT ADVISORS, LLC located in Las Vegas, Nevada.

Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Gregory has worked at 6 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Greg Grant Griffin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Griffin Advisory Services; 2620 Regatta Drive, Ste 102, Las Vegas, NV 89128; Financial Planning and Insurance Sales; President/Owner; Start Date 01/2006; Approximately 75% of time is spent on this activity

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Grant Griffin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 12, 2022 - Present

GRADIENT ADVISORS, LLC

Office #1: 2620 Regatta Dr Suite 102, Las Vegas, NV 89128

RIA

CRD#: 152665

Las Vegas, NV

Past

May 21, 2019 - July 1, 2022

GRIFFIN INVESTMENT SERVICES

RIA

CRD#: 299536

LAS VEGAS, NV

Past

December 6, 2016 - October 16, 2018

GRADIENT ADVISORS, LLC

RIA

CRD#: 152665

ARDEN HILLS, MN

Past

June 25, 2007 - December 5, 2016

BROOKSTONE CAPITAL MANAGEMENT LLC

RIA

CRD#: 141413

HENDERSON, NV

Past

July 24, 1997 - September 18, 1998

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

NEW YORK, NY

Past

July 24, 1997 - September 18, 1998

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Past

September 5, 1995 - July 16, 1997

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

CRD#: 611

OMAHA, NE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GRADIENT ADVISORS, LLC

CRD#: 152665 / SEC#: 801-71000

RIA

Registered Investment Advisory firm - (2/10/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Nevada
(9/22/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/20/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/22/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 9/1/1995

Investment Company Products/Variable Contracts Representative Examination

Current Firm

GRADIENT ADVISORS, LLC

CRD#: 152665 / SEC#: 801-71000

RIA

Registered Investment Advisory firm - (2/10/2010 Approved)

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Contact information

Main Address

4105 Lexington Avenue N. Suite 225, Arden Hills, MN 55126

Mailing Address

Phone number

(877) 885-0508

Established

Firm type

Fiscal year end

# of Employees

169

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A AND 2B 10-2025 (10/21/2025)

Regulatory assets under management

Total Number of Accounts	3,222
AUM (Assets Under Management)	$ 218,611,410

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Gregory G. Griffin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Grant Griffin's CRS (Customer Relationship Summary).

Certified licenses

Experience

GRIFFIN INVESTMENT SERVICES

GRADIENT ADVISORS, LLC

BROOKSTONE CAPITAL MANAGEMENT LLC

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

Primary Firm SEC Registration

GRADIENT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/20/2007

Series 63

Date: 9/22/1995

Series 6

Date: 9/1/1995

Current Firm

GRADIENT ADVISORS, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GRADIENT ADVISORS, LLC

TRUST BUT VERIFY

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