Benjamin J. Willenbecher
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Benjamin Jay Willenbecher, who also goes by Benjamin Jay Willenbecker, was a registered financial professional .
Benjamin is a previously registered financial professional and started their career in finance in 1995. Benjamin had worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 30, 2002 - October 4, 2023
FISHER INVESTMENTS
October 17, 2000 - June 26, 2002
WELLS FARGO CLEARING SERVICES, LLC
May 31, 1995 - October 29, 1998
IDS LIFE INSURANCE COMPANY
May 31, 1995 - October 29, 1998
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
FISHER INVESTMENTS
CRD#: 107342 / SEC#: 801-29362
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FISHER INVESTMENTS
CRD#: 107342 / SEC#: 801-29362
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 360,116 |
| AUM (Assets Under Management) | $ 298,729,428,900 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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