John E. Hartman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Edward Hartman was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1995. John had worked at 4 firms and has passed the Series 65, Series 63, Series 3, Series 31, Series 7, Series 30, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2002 - October 9, 2002
NEXT ADVISORS SECURITIES
January 5, 2001 - December 31, 2001
PRIMESOLUTIONS SECURITIES, INC.
January 14, 1999 - December 31, 2000
NEXT ADVISORS INC.
May 30, 1995 - February 3, 1999
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Exams
Current Firm
NEXT ADVISORS SECURITIES
CRD#: 39282 / SEC#: , 8-48586
Contact information
Documents
Disclosures
| Arbitration | 1 |
Red Flags
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