Robert Tedeschi

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CRD#: 2616329

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Robert Tedeschi, who also goes by Rob Tedeschi, was a registered financial professional .

Robert is a previously registered financial professional and started their career in finance in 1995. Robert had worked at 12 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Rob Tedeschi

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 22, 2002 - February 3, 2003

TD AMERITRADE, INC.

CRD#: 7870

OMAHA, NE

Past

August 11, 2000 - May 15, 2002

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

July 14, 1999 - November 19, 1999

SUNPOINT SECURITIES, INC.

CRD#: 25442

LONGVIEW, TX

Past

December 16, 1998 - July 1, 1999

TRAUTMAN WASSERMAN & COMPANY, INC.

CRD#: 33007

NEW YORK, NY

Past

April 14, 1998 - December 2, 1998

J.P. TURNER & COMPANY, L.L.C.

CRD#: 43177

ATLANTA, GA

Past

January 15, 1998 - March 25, 1998

BRIARWOOD INVESTMENT COUNSEL

CRD#: 6368

NEW YORK, NY

Past

March 24, 1997 - June 26, 1997

FIRST LIBERTY INVESTMENT GROUP, INC.

CRD#: 3536

PHILADELPHIA, PA

Past

December 11, 1996 - January 20, 1998

WILLIAM SCOTT & CO. L.L.C.

CRD#: 14979

UNION, NJ

Past

October 2, 1996 - December 16, 1996

SMITH, BENTON & HUGHES, INC.

CRD#: 20877

LOS ANGELES, CA

Past

September 18, 1996 - October 25, 1996

TOLUCA PACIFIC SECURITIES CORP.

CRD#: 13875

BURBANK, CA

Past

April 10, 1996 - July 24, 1996

S. D. COHN & CO., INC.

CRD#: 27827

HAUPPAUGE, NY

Past

September 15, 1995 - April 12, 1996

CORTLANDT CAPITAL CORPORATION

CRD#: 25152

NEW YORK CITY, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/7/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/20/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/14/1995

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/4/1998

General Securities Principal Examination

Current Firm

TD AMERITRADE, INC.

TD AMERITRADE, INC. | WATERHOUSE SECURITIES, INC. | TD WATERHOUSE INVESTOR SERVICES, INC. | TD WATERHOUSE INVESTOR SERVICES, INC.

CRD#: 7870 / SEC#: 801-60469, 8-23395

Terminated by SEC on 09/17/2024

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Contact information

Main Address

200 South 108th Avenue, Omaha, NE 68154

Mailing Address

Phone number

(800) 669-3900

Established

New York since 09/29/1978

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

5,840

Documents

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
TD AMERITRADE ONLINE HOLDINGS LLC.	OWNER
KONOP, LYNN MARIE	CHIEF COMPLIANCE OFFICER - BD	1216310
KOSTULIAS, JAMES ROBERT	PRESIDENT	3091009
STARR, JEFFREY HAROLD	MANAGING DIRECTOR, OPERATIONS	4700461
THOMPSON, AARON MARK	CHIEF FINANCIAL OFFICER/FINOP	6483170

Disclosures

Regulatory Event	79
Civil Event	1
Arbitration	145

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Robert Tedeschi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CITIGROUP GLOBAL MARKETS INC.

SUNPOINT SECURITIES, INC.

TRAUTMAN WASSERMAN & COMPANY, INC.

J.P. TURNER & COMPANY, L.L.C.

BRIARWOOD INVESTMENT COUNSEL

FIRST LIBERTY INVESTMENT GROUP, INC.

WILLIAM SCOTT & CO. L.L.C.

SMITH, BENTON & HUGHES, INC.

TOLUCA PACIFIC SECURITIES CORP.

S. D. COHN & CO., INC.

CORTLANDT CAPITAL CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 10/7/2002

Series 63

Date: 10/20/1995

Series 7

Date: 9/14/1995

Series 24

Date: 8/4/1998

Current Firm

TD AMERITRADE, INC.

Contact information

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

TD AMERITRADE, INC.

TRUST BUT VERIFY

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